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MI

Manuel A. Ibuado

ALTERNA SECURITIES
HOUSTON, TX
·CRD# 5978179·14 years registered

Professional Summary

Manuel A. Ibuado, who also goes by Manuel A Ibuado, Manuel Albert Ibuado, is a registered financial advisor currently at ALTERNA SECURITIES, INC. located in Houston, Texas. Manuel is registered as a RR (Registered Representative) and started their career in finance in 2012. Manuel has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Manuel A Ibuado, Manuel Albert Ibuado

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years registered in the securities industry

Current & Past Employments

Current

ALTERNA SECURITIES, INC.Current·CRD# 41139
BD
2800 Post Oak Blvd Suite 6300, Houston, TX 77056
May 13, 2022 - Present

Past

PNC WEALTH MANAGEMENT LLCPast·CRD# 129052
BD
Houston, TX
September 17, 2021 - May 14, 2022
BBVA SECURITIES INC.Past·CRD# 27060
BD
Houston, TX
May 16, 2013 - September 17, 2021
BBVA COMPASS INVESTMENT SOLUTIONS, INCPast·CRD# 17086
BD
Houston, TX
September 11, 2012 - May 16, 2013

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Current Firm

AS
ALTERNA SECURITIES, INC.

ACTINVER SECURITIES, INC. | ALTERNA SECURITIES, INC.

CRD#: 41139 / SEC#: 8-49311
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

2800 Post Oak Blvd Suite 6300, Houston, TX 77056

Mailing Address

2800 Post Oak Blvd Suite 6300, Houston, TX 77056

Phone Number

(713) 885-9843

Established

Delaware since 11/10/1993

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (31 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ALTERNA HOLDINGS, INC.SHAREHOLDER—
DE LEON, PATRICIACOMPLIANCE OFFICER5316157
INGRAHAM, FRANK TODDCHIEF COMPLIANCE OFFICER2918519
MAZA, FRANCISCO XAVIERPRESIDENT/CEO/CROP/SROP2786574
NUNN, RICHARD ANDREWFINOP1016528

Disclosures

Regulatory Event

3

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(5/13/2022)
RR
California
(5/13/2022)
RR
Colorado
(5/13/2022)
RR
Connecticut
(5/13/2022)
RR
Delaware
(5/13/2022)
RR
Florida
(5/13/2022)
RR
Georgia
(5/13/2022)
RR
Illinois
(5/13/2022)
RR
Indiana
(5/13/2022)
RR
Massachusetts
(5/13/2022)
RR
Michigan
(5/13/2022)
RR
Minnesota
(5/13/2022)
RR
Nebraska
(5/13/2022)
RR
Nevada
(5/13/2022)
RR
New York
(5/13/2022)
RR
Pennsylvania
(5/13/2022)
RR
South Carolina
(5/13/2022)
RR
Texas
(5/13/2022)
RR
Washington
(5/13/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2012About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 2012About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Manuel A. Ibuado's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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