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MI

Manuel A. Ibuado

ALTERNA SECURITIES
Houston, TX 77056
Some features on this profile are disabled
CRD#: 5978179
MI

Professional summary


Manuel A. Ibuado, who also goes by Manuel A Ibuado, Manuel Albert Ibuado, is a registered financial professional currently at ALTERNA SECURITIES, INC. located in Houston, Texas.

Manuel is registered as a RR (Registered Representative) and started their career in finance in 2012. Manuel has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Manuel A Ibuado | Manuel Albert Ibuado

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Manuel A. Ibuado's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 13, 2022 - Present

ALTERNA SECURITIES, INC.

Office #1: 2800 Post Oak Blvd Suite 6300, Houston, TX 77056
BD
CRD#: 41139
Houston, TX
Past

September 17, 2021 - May 14, 2022

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
HOUSTON, TX
Past

May 16, 2013 - September 17, 2021

BBVA SECURITIES INC.

BD
CRD#: 27060
HOUSTON, TX
Past

September 11, 2012 - May 16, 2013

BBVA COMPASS INVESTMENT SOLUTIONS, INC

BD
CRD#: 17086
HOUSTON, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(5/13/2022)
RR
California
(5/13/2022)
RR
Colorado
(5/13/2022)
RR
Connecticut
(5/13/2022)
RR
Delaware
(5/13/2022)
RR
Florida
(5/13/2022)
RR
Georgia
(5/13/2022)
RR
Illinois
(5/13/2022)
RR
Indiana
(5/13/2022)
RR
Massachusetts
(5/13/2022)
RR
Michigan
(5/13/2022)
RR
Minnesota
(5/13/2022)
RR
Nebraska
(5/13/2022)
RR
Nevada
(5/13/2022)
RR
New York
(5/13/2022)
RR
Pennsylvania
(5/13/2022)
RR
South Carolina
(5/13/2022)
RR
Texas
(5/13/2022)
RR
Washington
(5/13/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 12/17/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


AS
ALTERNA SECURITIES, INC.
ACTINVER SECURITIES, INC. | ALTERNA SECURITIES, INC.

CRD#: 41139 / SEC#: , 8-49311

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
2800 Post Oak Blvd Suite 6300, Houston, TX 77056
Mailing Address
2800 Post Oak Blvd Suite 6300, Houston, TX 77056
Phone number
(713) 885-9843
Established
Delaware since 11/10/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (29 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ALTERNA HOLDINGS, INC.SHAREHOLDER
DE LEON, PATRICIACOMPLIANCE OFFICER5316157
INGRAHAM, FRANK TODDCHIEF COMPLIANCE OFFICER2918519
MAZA, FRANCISCO XAVIERPRESIDENT/CEO/CROP/SROP2786574
NUNN, RICHARD ANDREWFINOP1016528

Disclosures


Regulatory Event3
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ALTERNA SECURITIES, INC.

CRD#: 41139Houston, TX 77056

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