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Irina Mema

CRD# 5978141·Registered 2011 - 2012
Previously Registered: Being a previously registered professional could mean that Irina is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Irina Mema was a registered financial advisor. Irina was a previously registered financial professional and started their career in finance 2011 - 2012. Irina had worked at 1 firm and has passed the Series 63 and Series 79 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

ORACLE CAPITAL SECURITIES, LLC·CRD# 145868
BD
Tucson, AZ
November 30, 2011 - June 1, 2012

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Current Firm

OC
ORACLE CAPITAL SECURITIES, LLC

ORACLE CAPITAL SECURITIES, LLC

CRD#: 145868 / SEC#: 8-67762
BD
Terminated by SEC on 02/11/2020

Contact Information

Established

Arizona since 12/27/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ORACLE CAPITAL LLCOWNER—
KOWALSKI, DEIRDRE PATTENFINOP AND PFO1357509
MAXFIELD, ROBERT GARY JRPRESIDENT, CCO2639708
MAXFIELD, ROBERT GARY JRGENERAL PRINCIPAL AND POO2639708

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2011About the Series 63 exam

Series 79 — Investment Banking Registered Representative Examination

Passed Nov 2011About the Series 79 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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