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LZ

Lu Zhou

VANQUOUR LLC
New York, NY 10007
Some features on this profile are disabled
CRD#: 5977687
LZ

Professional summary

Lu Zhou, who also goes by Lulu Zhou, is a registered financial advisor currently at VANQUOUR LLC located in New York, New York.

Lu is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Lu has worked at 2 firms and has passed the Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Lulu Zhou

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lu Zhou's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 10, 2022 - Present

VANQUOUR LLC

Office #1: 3 World Trade Center 38th Floor 175 Greenwich Street, New York, NY, 10007
RIA
CRD#: 317552
New York, NY
Past

November 17, 2011 - February 16, 2012

MORGAN STANLEY

BD
CRD#: 149777
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VL
VANQUOUR LLC
VANQUOUR LLC

CRD#: 317552 / SEC#: 801-122803

RIA
Registered Investment Advisory firm - (12/2/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(3/10/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/16/2021
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/28/2022
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/16/2011
General Securities Representative Examination

Current Firm

VL
VANQUOUR LLC
VANQUOUR LLC

CRD#: 317552 / SEC#: 801-122803

RIA
Registered Investment Advisory firm - (12/2/2021 Approved)
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Contact information

Main Address
3 World Trade Center 38th Floor 175 Greenwich Street, New York, NY, 10007
Mailing Address
Phone number
(646) 797-1616
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

VANQUOUR ADV PART 2A (6/25/2025)

Regulatory assets under management

Total Number of Accounts189
AUM (Assets Under Management)$ 67,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VANQUOUR LLC

CRD#: 317552New York, NY 10007

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