JV
Jason M. Van Valkenburg
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Tulsa, OK 74105
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CRD#: 5977606
JV
Professional summary
Jason Michael Van Valkenburg is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Tulsa, Oklahoma and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Tulsa, Oklahoma.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Jason has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LEGACY INSURANCE ADVISOR, 4880 S LEWIS AVE TULSA OK, 11/2007, OWNER, INSURANCE/BENEFITS/HUMAN RESOURCES, NIR, 20 HR/MO 20 HR/MO TRADING 2) LEGACY RISK MANAGEMENT, 4880 S LEWIS AVE TULSA OK, 01/2013, OWNER, INSURANCE/BENEFITS/HUMAN RESOURCES, NIR, 2 HR/MO 2 HR/MO TRADING 3) LEGACY TRIBAL SERVICES, 4880 S LEWIS AVE TULSA OK, 01/2021, OWNER, CONSULTING/COACHING, NIR, 2 HR/MO 2 HR/MO TRADING 4) THE LEGACY WAY, 4880 S LEWIS AVE TULSA OK, 01/2013, OWNER, CONSULTING/COACHING, NIR, 5 HR/MO 0 HR/MO TRADING 5) VSAWP, 4880 S LEWIS AVE TULSA OK, 01/02021, OWNER, OWNER/PARTNER OF A BUSINESS ENTITY, NIR, 1HR/MO 0 HR/MO TRADING 6) LEGACY REALTY ADVISORS, 4880 S LEWIS AVE TULSA OK, 01/01/2023, OWNER, REAL ESTATE, NIR, 2 HR/MO 2 HR/MO TRADING 7) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 05/2024, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING 8) LEGACY WEALTH MANAGEMENT, 4880 S. Lewis Ave, Tulsa OK 74105, United States, 09/01/2010, Owner, Using a Trade Name / DBA, INV REL, 20 HR/MO 20 HR/MO TRADING 9) LEGACY HEALTHCARE SERVICES, 4880 S. Lewis Ave, Tulsa OK 74105, United States, 07/01/2024, Owner, Consulting/Coaching, NIR, 10 HR/MO 10 HR/MO TRADING 10) ZNO HONEY, 20734 E Clear Brook Rd, Owasso OK 74055, United States, 01/28/2025, President, Healthcare, NIR, 4 HR/MO - 1 HR/MO TRADING 11) MODERN MEDICAL SUPPLIES, 19453 Redbud Dr., Unit 7C, Catoosa, OK 74015, United States, START DATE 01/2024, Owner, Healthcare, NIR, 4 HR/MO - 1 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Jason Michael Van Valkenburg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 14, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 4880 S Lewis Ave. Ste. 100, Tulsa, OK 74105RIA
CRD#: 134139
Tulsa, OK
Current
May 14, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 4880 S Lewis Ave. Ste. 100, Tulsa, OK 74105BD
CRD#: 39543
Tulsa, OK
Past
January 19, 2024 - May 16, 2024
OSAIC WEALTH, INC.
RIA
CRD#: 23131
TULSA, OK
Past
January 19, 2024 - May 16, 2024
OSAIC WEALTH, INC.
BD
CRD#: 23131
TULSA, OK
Past
December 16, 2011 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
TULSA, OK
Past
November 18, 2011 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
TULSA, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(5/14/2024)
RR
Florida(5/14/2024)
RR
Georgia(5/14/2024)
RR
Kansas(5/14/2024)
RR
Kentucky(5/14/2024)
RR
Louisiana(5/14/2024)
RR
Minnesota(5/14/2024)
RR
Missouri(5/14/2024)
RR
New Jersey(5/14/2024)
RR
New York(5/14/2024)
RR
Oklahoma(5/14/2024)
IAR
Oklahoma(5/14/2024)
RR
Pennsylvania(5/14/2024)
RR
South Dakota(2/26/2025)
RR
Texas(5/14/2024)
IAR
Texas(5/14/2024)
RR
Wisconsin(5/14/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Tulsa, OK 74105TRUST BUT VERIFY
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