MP
Michael Panagis
CETERA INVESTMENT ADVISERS LLC
DAVENPORT, FL
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CRD#: 5977370
MP
Professional summary
Michael Panagis, who also goes by Michael N Panagis, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Davenport, Florida and CETERA WEALTH SERVICES, LLC located in Davenport, Florida.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Michael has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael N Panagis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF ENTITY: Independent Insurance Agent; Yes; 128 FOREST VIEW DR; DAVENPORT; FL; 33896; Fixed Insurance Sales; Independent Insurance Agent; 11/14/2014; 10; 5; Sales of Fixed Insurance Products; 2. NAME OF ENTITY:TUNDIDOR WEALTH INVESTMENT GROUP; Yes; 128 FOREST VIEW DR; DAVENPORT; FL; 33896; FINANCIAL SERVICES/DBA; INVESTMENT ADVISER; 2/17/2015; 40; 40; SALE & SERVICE SECURITIES AND INVESTMENT PRODUCTS; 3. NAME OF ENTITY:Ideal Concepts; No; 128 Forest View Dr; Davenport; FL; 33896; Selling Health Insurance.; Agent; 7/20/2018; 6; 0; I simply would like to be appointed with a company to have the ability to sell health insurance to any existing clients or prospects that I may encounter; 4. NAME OF ENTITY:Michael Panagis-RENTAL; No; 128 Forest View Drive, Davenport, FL 33896; Davenport; FL; 33896; RENTAL PROPERTY; Landlord-OWNER; 1/1/2017; 1; 0; MAINTAIN PROPERTY AND COLLECT RENT; 5. NAME OF ENTITY:Health and Life Insurance Solutions; No; 128 Forest View Dr; Davenport; FL; 33896; INSURANCE AGENCY; Agent; 3/1/2021; 10; 10; ASSIST CLIENTS WITH INSURANCE QUOTES; 6. NAME OF OTHER BUSINESS: TURO; INVESTMENT RELATED: NO; ADDRESS: 111 SUTTER ST 12TH FLOOR, SAN FRANCISCO, CA 94104; NATURE OF BUSINESS: CAR RENTAL; START DATE: 12/2022; POSITION/TITLE/RELATIONSHIP: CAR OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: LIST CAR ON THE TURO PLATFORM AND HAVE CUSTOMERS RENT THE CAR;
CRS (Client Relationship Summary) - RIA
Click below to view Michael Panagis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 4, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
DAVENPORT, FL
Current
May 10, 2021 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
DAVENPORT, FL
Past
May 28, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
DAVENPORT, FL
Past
November 19, 2014 - June 14, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
DAVENPORT, FL
Past
November 14, 2014 - June 14, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
DAVENPORT, FL
Past
October 17, 2014 - January 14, 2015
MCADAM LLC
RIA
CRD#: 170914
JERSEY CITY, NJ
Past
October 3, 2014 - November 21, 2014
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Jersey City, NJ
Past
January 7, 2013 - October 3, 2014
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
PHILADELPHIA, PA
Past
December 15, 2011 - October 3, 2014
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
PHILADELPHIA, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/3/2022)
RR
Delaware(6/10/2021)
RR
Florida(5/10/2021)
IAR
Florida(4/4/2023)
RR
New Hampshire(9/30/2024)
RR
New Jersey(6/10/2021)
RR
New York(6/10/2021)
RR
North Carolina(6/14/2021)
RR
South Carolina(1/3/2023)
RR
Virginia(6/23/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
