Francis X. Kosich
Professional summary
Francis X Kosich II, who also goes by Francis Kosich II, Francis Kosich, Francis Ii Xavier Kosich, Francis Xavier Kosich Ii, Francis X Kosich, Francis Xavier Kosich, is a registered financial professional currently at MISSIONSQUARE INVESTMENT SERVICES located in Washington, District Of Columbia.
Francis is registered as a RR (Registered Representative) and started their career in finance in 2011. Francis has worked at 6 firms and has passed the Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Francis X Kosich II's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 7, 2024 - Present
MISSIONSQUARE INVESTMENT SERVICES
Office #1: 777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240April 4, 2022 - May 2, 2023
EMPOWER FINANCIAL SERVICES, INC.
December 26, 2018 - April 4, 2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
August 17, 2015 - December 12, 2018
MML DISTRIBUTORS, LLC
January 16, 2013 - August 18, 2015
MML INVESTORS SERVICES, LLC
October 10, 2011 - January 9, 2013
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/7/2024)
(1/28/2025)
(1/28/2025)
(1/28/2025)
(1/28/2025)
(1/28/2025)
(1/28/2025)
(1/28/2025)
Exams
Series 7TO
Date: 11/12/2024
General Securities Representative ExaminationFINRA
Current Firm
MISSIONSQUARE INVESTMENT SERVICES
CRD#: 23189 / SEC#: , 8-40268
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION D/B/A MISSIONSQUARE RETIREMENT | MEMBER/OWNER | |
| GANEY, PETER DAVIDSON | MANAGER | 2282691 |
| HOGENDORN, SHANNON DANIEL | CHIEF OPERATIONS OFFICER | 3221945 |
| HOGENDORN, SHANNON DANIEL | PRINCIPAL MANAGER | 3221945 |
| RICHARDS, CLIFF LAWRENCE | CHIEF COMPLIANCE OFFICER | 2974428 |
| WHITTY, RICHARD PATRICK | TREASURER/FINOP | 1988149 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
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