Kaitlyn L. Dowling

STRINGER ASSET MANAGEMENT

PHILADELPHIA, PA

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CRD#: 5977003

Professional summary

Kaitlyn Lee Dowling, who also goes by Kait Dowling, is a registered financial advisor currently at STRINGER ASSET MANAGEMENT, LLC located in Philadelphia, Pennsylvania and MATRIX 360 DISTRIBUTORS, LLC located in Fairway, Kansas.

Kaitlyn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Kaitlyn has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kait Dowling

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Stringer Asset Management - Senior Internal Consultant - 01/2022 - present - Investment Related - YES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kaitlyn Lee Dowling's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 26, 2024 - Present

STRINGER ASSET MANAGEMENT, LLC

RIA

CRD#: 166133

PHILADELPHIA, PA

Current

January 25, 2022 - Present

MATRIX 360 DISTRIBUTORS, LLC

Office #1: 4300 Shawnee Mission Parkway, Suite 100, Fairway, KS 66205

CRD#: 159715

Fairway, KS

Past

February 6, 2022 - December 31, 2023

STRINGER ASSET MANAGEMENT, LLC

RIA

CRD#: 166133

Philadelphia, PA

Past

April 20, 2020 - December 24, 2021

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

RIA

CRD#: 105390

PHILADELPHIA, PA

Past

October 12, 2017 - April 20, 2020

DELAWARE CAPITAL MANAGEMENT ADVISERS, INC

RIA

CRD#: 152237

PHILADELPHIA, PA

Past

October 12, 2017 - December 24, 2021

DELAWARE DISTRIBUTORS, L.P.

CRD#: 14232

PHILADELPHIA, PA

Past

June 8, 2017 - October 10, 2017

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

PHILADELPHIA, PA

Past

June 8, 2017 - October 10, 2017

UBS FINANCIAL SERVICES INC.

CRD#: 8174

PHILADELPHIA, PA

Past

August 18, 2015 - May 17, 2017

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA

CRD#: 106693

PHILADELPHIA, PA

Past

August 18, 2015 - May 17, 2017

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

PHILADELPHIA, PA

Past

January 15, 2014 - August 3, 2015

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

WEST DEPTFORD, NJ

Past

February 28, 2013 - August 3, 2015

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

WEST DEPTFORD, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRINGER ASSET MANAGEMENT, LLC

CRD#: 166133 / SEC#: 801-77536

RIA

Registered Investment Advisory firm - (2/1/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(1/25/2022)

IAR

Pennsylvania
(6/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/6/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/26/2013

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

STRINGER ASSET MANAGEMENT, LLC

CRD#: 166133 / SEC#: 801-77536

RIA

Registered Investment Advisory firm - (2/1/2013 Approved)

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Contact information

Main Address

5100 Poplar Avenue Suite 1502, Memphis, TN 38137

Mailing Address

Phone number

(901) 800-2956

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STRINGER PART 2 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	72
AUM (Assets Under Management)	$ 42,215,169

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kaitlyn L. Dowling

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kaitlyn Lee Dowling's CRS (Customer Relationship Summary).

Certified licenses

Experience

MATRIX 360 DISTRIBUTORS, LLC

STRINGER ASSET MANAGEMENT, LLC

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

DELAWARE CAPITAL MANAGEMENT ADVISERS, INC

DELAWARE DISTRIBUTORS, L.P.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

GOLDMAN SACHS WEALTH SERVICES, L.P.

MERCER ALLIED COMPANY, L.P.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

STRINGER ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/6/2014

SIE

Date: 10/1/2018

Series 7

Date: 2/26/2013

FINRA

Current Firm

STRINGER ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRINGER ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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