HC
Herman H. Chang
BLACKROCK INVESTMENT MANAGEMENT
SAN FRANCISCO, CA 94105
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CRD#: 5976932
HC
Herman Han ChangBLACKROCK INVESTMENT MANAGEMENT
Professional summary
Herman Han Chang, who also goes by Herman Chang, Herman Han Chang, is a registered financial advisor currently at BLACKROCK INVESTMENT MANAGEMENT, LLC located in San Francisco, California and BLACKROCK INVESTMENTS, LLC located in San Francisco, California.
Herman is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Herman has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 9 exams.
Aliases
Herman Chang | Herman Han Chang
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Herman Han Chang's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 21, 2026 - Present
BLACKROCK INVESTMENT MANAGEMENT, LLC
Office #1: 400 Howard Street, San Francisco, CA 94105RIA
CRD#: 108928
SAN FRANCISCO, CA
Current
November 25, 2025 - Present
BLACKROCK INVESTMENTS, LLC
Office #1: 400 Howard Street, San Francisco, CA 94105BD
CRD#: 38642
SAN FRANCISCO, CA
Past
November 29, 2021 - November 18, 2025
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
SALT LAKE CITY, UT
Past
January 2, 2018 - July 31, 2019
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
SALT LAKE CITY, UT
Past
April 8, 2016 - January 23, 2017
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
SAN FRANCISCO, CA
Past
April 8, 2016 - January 23, 2017
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
SAN FRANCISCO, CA
Past
June 4, 2012 - April 11, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
NEWPORT BEACH, CA
Past
April 11, 2012 - April 11, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEWPORT BEACH, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BLACKROCK INVESTMENT MANAGEMENT, LLC
BLACKROCK INVESTMENT MANAGEMENT LLC | QA ADVISERS LLC | MERRILL LYNCH QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-ALTERNATIVE STRATEGIES | MERRILL LYNCH INVESTMENT MANAGERS, LLC | MERRILL LYNCH INVESTMENT MANAGERS - FIXED INCOME | MERRILL LYNCH GLOBAL SECURITIES FINANCING | BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
RIA
Registered Investment Advisory firm - (11/9/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/25/2025)
RR
Alaska(11/25/2025)
RR
Arizona(11/25/2025)
RR
Arkansas(11/25/2025)
RR
California(11/25/2025)
IAR
California(1/21/2026)
RR
Colorado(11/25/2025)
RR
Connecticut(11/25/2025)
RR
Delaware(11/25/2025)
RR
District of Columbia(11/25/2025)
RR
Florida(11/25/2025)
RR
Georgia(11/25/2025)
RR
Hawaii(11/25/2025)
RR
Idaho(11/25/2025)
RR
Illinois(11/25/2025)
RR
Indiana(11/25/2025)
RR
Iowa(11/25/2025)
RR
Kansas(11/25/2025)
RR
Kentucky(11/25/2025)
RR
Louisiana(11/25/2025)
RR
Maine(11/25/2025)
RR
Maryland(11/25/2025)
RR
Massachusetts(11/25/2025)
RR
Michigan(11/25/2025)
RR
Minnesota(11/25/2025)
RR
Mississippi(11/25/2025)
RR
Missouri(11/25/2025)
RR
Montana(11/25/2025)
RR
Nebraska(11/25/2025)
RR
Nevada(11/25/2025)
RR
New Hampshire(11/25/2025)
RR
New Jersey(11/25/2025)
IAR
New Jersey(1/21/2026)
RR
New Mexico(11/25/2025)
RR
New York(11/25/2025)
RR
North Carolina(11/25/2025)
RR
North Dakota(11/25/2025)
RR
Ohio(11/25/2025)
RR
Oklahoma(11/25/2025)
RR
Oregon(11/25/2025)
RR
Pennsylvania(11/25/2025)
RR
Puerto Rico(11/25/2025)
RR
Rhode Island(11/25/2025)
RR
South Carolina(11/25/2025)
RR
South Dakota(11/25/2025)
RR
Texas(11/25/2025)
RR
Utah(11/25/2025)
RR
Vermont(11/25/2025)
RR
Virgin Islands(11/25/2025)
RR
Virginia(11/25/2025)
RR
Washington(11/25/2025)
RR
West Virginia(11/25/2025)
RR
Wisconsin(11/25/2025)
RR
Wyoming(11/25/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/27/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BI
BLACKROCK INVESTMENT MANAGEMENT, LLC
BLACKROCK INVESTMENT MANAGEMENT LLC | QA ADVISERS LLC | MERRILL LYNCH QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-ALTERNATIVE STRATEGIES | MERRILL LYNCH INVESTMENT MANAGERS, LLC | MERRILL LYNCH INVESTMENT MANAGERS - FIXED INCOME | MERRILL LYNCH GLOBAL SECURITIES FINANCING | BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
RIA
Registered Investment Advisory firm - (11/9/1999 Approved)Loading...
Contact information
Main Address
1 University Square Drive, Princeton, NJ 08540
Mailing Address
Phone number
(609) 282-2000
Established
Firm type
Fiscal year end
# of Employees
1,457
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 48,659 |
| AUM (Assets Under Management) | $ 508,159,772,327 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 10/24/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
