Anna Laura W. Mckowen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anna Laura Wensel Mckowen, who also goes by Anna Laura Mckowen, was a registered financial professional .
Anna Laura is a previously registered financial professional and started their career in finance in 2011. Anna Laura had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2015 - July 12, 2016
FINANCIAL ENGINES ADVISOR CENTER, LLC
July 1, 2015 - December 23, 2015
THE MUTUAL FUND STORE
June 11, 2014 - August 6, 2014
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 8, 2012 - October 12, 2012
THRIVENT INVESTMENT MANAGEMENT INC.
November 10, 2011 - October 12, 2012
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
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Exams
Current Firm
FINANCIAL ENGINES ADVISOR CENTER, LLC
CRD#: 109238 / SEC#: 801-57511
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
