Hoshang V. Daroga
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hoshang Vispy Daroga was a registered financial professional .
Hoshang is a previously registered financial professional and started their career in finance in 2012. Hoshang had worked at 1 firm and has passed the Series 87, Series 86 and Series 7 exams.
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Aliases
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2012 - August 20, 2013
MLV & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
MLV & CO. LLC
CRD#: 150959 / SEC#: , 8-68331
Contact information
Documents
Red Flags
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