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Corey H Sinetar

CRD# 5975367·Registered 2011 - 2012
Previously Registered: Being a previously registered professional could mean that Corey is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Corey H Sinetar was a registered financial advisor. Corey was a previously registered financial professional and started their career in finance 2011 - 2012. Corey had worked at 1 firm and has passed the Series 63 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

FEDERATED SECURITIES CORP.·CRD# 5009
BD
Warrendale, PA
October 10, 2011 - August 16, 2012

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Current Firm

FS
FEDERATED SECURITIES CORP.

FEDERATED SECURITIES CORP.

CRD#: 5009 / SEC#: 801-70438, 8-15561
RIA
Registered Investment Advisory firm - SEC (8/17/2009 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

1001 Liberty Avenue, Pittsburgh, PA 15222-3779

Mailing Address

1001 Liberty Avenue, Pittsburgh, PA 15222-3779

Phone Number

(412) 288-1900

Established

Pennsylvania since 11/14/1969

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

# of Employees

311

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
FII HOLDINGS, INC.OWNER—
ARONSOHN, JEFF DAVIS JRCOMPLIANCE OFFICER5414359
BURKE, BRYAN MARKHAMDIRECTOR AND PRESIDENT2659959
DONAHUE, THOMAS ROBERTEXECUTIVE VICE PRESIDENT AND DIRECTOR2766434
EISENBRANDT, PETER WILLIAMEXECUTIVE VICE PRESIDENT1676319
FAVERO, AUTUMN LYNNASSISTANT TREASURER, FINANCIAL OPERATIONS OFFICER AND PRINCIPAL FINANCIAL OFFICER7844158
GERMAIN, PETER JOSEPHDIRECTOR/VICE PRESIDENT4152014
MOORE, KARY ANNESECRETARY5989808
NOVAK, RICHARD ANTHONYTREASURER2901271
RONAYNE, BRIAN SEANEXECUTIVE VICE PRESIDENT2158279
SENCHAK, FRANK CARLDIRECTOR6683477
VAN METER, STEPHEN PAULCHIEF COMPLIANCE OFFICER6020413

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FS
FEDERATED SECURITIES CORP.

FEDERATED SECURITIES CORP.

CRD#: 5009 / SEC#: 801-70438, 8-15561
RIA
Registered Investment Advisory firm - SEC (8/17/2009 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2011About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 2011About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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