Brian Sean Ronayne
Professional Summary
Brian Sean Ronayne, who also goes by Brian Sean Ronayre, is a registered financial advisor currently at FEDERATED INVESTMENT COUNSELING located in Cockeysville, Maryland and FEDERATED SECURITIES CORP. located in Cockeysville, Maryland. Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Brian has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 22, Series 6 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Brian Sean Ronayre
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
FEDERATED HERMES CW HENDERSON DIVISION | FEDERATED INVESTMENT COUNSELING (INCLUDING ITS FEDERATED HERMES CW HENDERSON DIVISION) | FEDERATED INVESTMENT COUNSELING | FEDERATED HERMES CW HENDERSON, A DIVISION OF FEDERATED INVESTMENT COUNSELING
Contact Information
Main Address
1001 Liberty Avenue, Pittsburgh, PA 15222-3779Phone Number
(412) 288-1900# of Employees
213SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
8,721AUM (Assets Under Management)
$207,209,930,946Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | Cover Page | Report |
| 12/23/2024 | Cover Page | Report |
| 10/11/2023 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
FEDERATED HERMES CW HENDERSON DIVISION | FEDERATED INVESTMENT COUNSELING (INCLUDING ITS FEDERATED HERMES CW HENDERSON DIVISION) | FEDERATED INVESTMENT COUNSELING | FEDERATED HERMES CW HENDERSON, A DIVISION OF FEDERATED INVESTMENT COUNSELING
State Registrations and Notice Filings
(2/3/2004)
(2/3/2004)
(2/3/2004)
(2/3/2004)
(2/3/2004)
(2/3/2004)
(6/28/1996)
(6/28/1996)
(11/15/1991)
(7/2/1996)
(6/28/1996)
(2/3/2004)
(2/3/2004)
(2/3/2004)
(10/14/2022)
(2/3/2004)
(2/3/2004)
(2/3/2004)
(7/2/1996)
(2/4/2004)
(7/29/1998)
(11/11/1991)
(6/28/1996)
(5/12/2010)
(2/3/2004)
(2/3/2004)
(2/3/2004)
(2/3/2004)
(2/3/2004)
(2/3/2004)
(2/3/2004)
(6/28/1996)
(7/17/1996)
(2/3/2004)
(6/28/1996)
(8/5/2021)
(7/1/1996)
(2/3/2004)
(2/3/2004)
(2/3/2004)
(2/3/2004)
(6/28/1996)
(4/22/2005)
(2/3/2004)
(1/22/2008)
(7/2/1996)
(7/9/1996)
(2/3/2004)
(6/28/1996)
(2/3/2004)
(4/22/2005)
(2/3/2004)
(7/1/1996)
(10/11/2005)
(11/12/1991)
(2/3/2004)
(7/24/1998)
(2/3/2004)
(2/3/2004)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Feb 2000About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 1991About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Brian Sean Ronayne's CRS (Customer Relationship Summary).
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