Janet A. Dadomo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janet Arnold Dadomo, who also goes by Janet A Dadomo, was a registered financial professional .
Janet is a previously registered financial professional and started their career in finance in 1973. Janet had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2020 - October 31, 2023
HEROLD & LANTERN INVESTMENTS, INC.
April 29, 1993 - November 5, 2020
BERNARD HEROLD & CO., INC.
July 23, 1983 - May 25, 1993
CHURCHILL SECURITIES, INC.
March 26, 1979 - June 2, 1982
PRUDENTIAL EQUITY GROUP, LLC
November 22, 1977 - February 27, 1979
LEHMAN BROTHERS INC.
November 17, 1976 - November 22, 1977
SHEARSON HAYDEN STONE INC.
March 31, 1976 - November 17, 1976
SHEARSON HAYDEN STONE INC.
July 19, 1973 - May 26, 1976
GARY GOLDBERG & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/12/1973
Registered Representative ExaminationCurrent Firm
HEROLD & LANTERN INVESTMENTS, INC.
CRD#: 30996 / SEC#: , 8-45285
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
