Justin D. Griffin

NEW HARBOR FINANCIAL GROUP

Worcester, MA 01608

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CRD#: 5974758

Professional summary

Justin David Griffin, who also goes by Justin D Griffin, is a registered financial advisor currently at NEW HARBOR FINANCIAL GROUP, LLC located in Worcester, Massachusetts.

Justin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Justin has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Justin D Griffin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of the other business: Princeton Land Trust; Investment-related; Address: P.O. Box 271 Princeton, MA 01541; Nature of the other business: land trust; Position: Trustee; Start date: 09/2019; Approximate number of hours/month: 4/month; Number of hours during securities trading hours: 0; Brief description of duties: advisor, attend board meetings, conduct site visits and inspections to assess the property's condition, monitor its use, and ensure compliance with the terms of the land trust agreement

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin David Griffin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 17, 2012 - Present

NEW HARBOR FINANCIAL GROUP, LLC

Office #1: 146 Main Street Suite 302, Worcester, MA 01608

RIA

CRD#: 155528

Worcester, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEW HARBOR FINANCIAL GROUP, LLC

NEW HARBOR FINANCIAL GROUP LLC | NEW HARBOR FINANCIAL GROUP, LLC

CRD#: 155528 / SEC#: 801-72007

RIA

Registered Investment Advisory firm - (12/21/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(1/17/2012)

IAR

Texas
(8/17/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/9/2012

Uniform Investment Adviser Law Examination

Current Firm

NEW HARBOR FINANCIAL GROUP, LLC

NEW HARBOR FINANCIAL GROUP LLC | NEW HARBOR FINANCIAL GROUP, LLC

CRD#: 155528 / SEC#: 801-72007

RIA

Registered Investment Advisory firm - (12/21/2010 Approved)

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Contact information

Main Address

146 Main Street Suite 302, Worcester, MA 01608

Mailing Address

Phone number

(978) 537-7701

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NEW HARBOR FINANCIAL DISCLOSURE BROCHURE (7/29/2025)

Regulatory assets under management

Total Number of Accounts	2,012
AUM (Assets Under Management)	$ 576,915,016

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Justin D. Griffin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin David Griffin's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEW HARBOR FINANCIAL GROUP, LLC

Primary Firm SEC Registration

NEW HARBOR FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/9/2012

Current Firm

NEW HARBOR FINANCIAL GROUP, LLC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEW HARBOR FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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