SL
Sean D. Lawless
A. R. SCHMEIDLER & CO.
New York, NY 10017
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CRD#: 5974211
SL
Professional summary
Sean David Lawless, CFA is a registered financial advisor currently at A. R. SCHMEIDLER & CO., INC. located in New York, New York.
Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Sean has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Sean David Lawless's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 30, 2021 - Present
A. R. SCHMEIDLER & CO., INC.
Office #1: 529 Fifth Avenue Suite 500, New York, NY 10017RIA
CRD#: 5845
New York, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
A. R. SCHMEIDLER & CO., INC.
A. R. SCHMEIDLER & CO., INC. | ARS INVESTMENT PARTNERS, LLC
CRD#: 5845 / SEC#: 801-7566, 8-16566
RIA
Registered Investment Advisory firm - SEC (7/12/1971 Approved)BD
Terminated by SEC on 08/29/2016
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(9/30/2021)
Exams
Current Firm
A. R. SCHMEIDLER & CO., INC.
A. R. SCHMEIDLER & CO., INC. | ARS INVESTMENT PARTNERS, LLC
CRD#: 5845 / SEC#: 801-7566, 8-16566
RIA
Registered Investment Advisory firm - SEC (7/12/1971 Approved)BD
Terminated by SEC on 08/29/2016
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Contact information
Main Address
529 Fifth Avenue Suite 500, New York, NY 10017
Mailing Address
Phone number
(212) 687-9800
Established
New York since 06/03/1971
Firm type
Corporation
Fiscal year end
December
# of Employees
17
SEC notice filing (12 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARTEMIS US IV LLC | OWNER | |
| BURKE, STEPHEN ROBERT | DIRECTOR\PRESIDENT AND MANAGING DIRECTOR | 1054623 |
| KANDEL, PETER GEORGE JR | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER - BROKER-DEALER | 1003506 |
| LAWLESS, SEAN DAVID | DIRECTOR | 5974211 |
| MARCUS, ILANA RUTH | CHIEF COMPLIANCE OFFICER, REGISTERED INVESTMENT ADVISER | 1743010 |
| MARKEL, GREGORY SCOTT | DIRECTOR, CHIEF INVESTMENT OFFICER AND MANAGING DIRECTOR | 1559421 |
| MAUNDER, TREVOR WILLIAM | DIRECTOR | 5762876 |
| SCHAENEN, MICHAEL | DIRECTOR | 412381 |
| SCHMEIDLER, ANDREW JOHN | DIRECTOR, VICE CHAIRMAN OF THE COMPANY AND MANAGING DIRECTOR | 2287823 |
| SCHMEIDLER, ARNOLD ROGER | CHAIRMAN OF THE COMPANY, FOUNDER AND MANAGING DIRECTOR | 413821 |
| SWARTZMAN, GAVIN | DIRECTOR | 6473848 |
Regulatory assets under management
| Total Number of Accounts | 897 |
| AUM (Assets Under Management) | $ 1,778,346,372 |
Disclosures
| Regulatory Event | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/02/2025 | ||
| 09/19/2024 | ||
| 08/22/2023 | ||
| 11/25/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
