AA
Aida C. Arreguin
CETERA INVESTMENT ADVISERS LLC
FULLERTON, CA 92835
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CRD#: 5973454
AA
Professional summary
Aida Cristina Arreguin, who also goes by Aida C Arreguin, Aida Arreguin, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Fullerton, California and CETERA WEALTH SERVICES, LLC located in Fullerton, California.
Aida is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Aida has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Aida C Arreguin | Aida Arreguin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) "Husami & Associates, Inc.; Wealth Management Associate; Husami and Associates provides accounting, tax and financial services to family owned and privately held businesses. Services include investment and retirement planning.; Yes; 160; 130; 01/16/2024; 1400 Brea Blvd Fullerton CA 92835; Handling client money movement request New account opening Responding to client emails and calls Meeting prep- reports Service401k accounts 2) HUSAMI & ASSOCIATES, INC. POSITION: Wealth Management Associate NATURE: Husami and Associates provides accounting, tax and financial services to family owned and privately held businesses. Services include investment and retirement planning. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/16/2024 ADDRESS: 1400 Brea Blvd, Fullerton CA 92835, United States DESCRIPTION: Handling client money movement request New account opening Responding to client emails and calls Meeting prep- reports Service401k accounts
CRS (Client Relationship Summary) - RIA
Click below to view Aida Cristina Arreguin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1400 Brea Blvd, Fullerton, CA 92835RIA
CRD#: 105644
FULLERTON, CA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1400 Brea Blvd, Fullerton, CA 92835BD
CRD#: 13572
Fullerton, CA
Past
April 25, 2025 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Fullerton, CA
Past
March 10, 2025 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Fullerton, CA
Past
January 24, 2024 - March 21, 2024
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Fullerton, CA
Past
July 31, 2019 - January 3, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2025)
IAR
California(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/31/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
