EB
Elizabeth A. Benoit
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Concord, NH 03301
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CRD#: 5972405
EB
Professional summary
Elizabeth A Benoit, who also goes by Elizabeth A Seitz, Elizabeth Seitz, Liz Seitz, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Concord, New Hampshire and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Concord, New Hampshire.
Elizabeth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Elizabeth has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Elizabeth A Seitz | Elizabeth Seitz | Liz Seitz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Cyndie Barone & Associates, 242 Lowell St., Waltham, MA 02453, Tax preparer since 7/1/12, non-investment, 240/yr - 0/trading. Tax Preparer - I am paid via 1099. I am paid per return completed. 2. INDEPENDENT INSURANCE AGENT, 46 N STATE ST, CONCORD, NH, 10/2018 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/MO - 5/TRADING. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 0 HR/MO - 0 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 4. BASK FINANCIAL ADVISORS, 17-2 Chenell Drive, Concord NH 03301, United States, 03/14/2022, Owner, Using a Trade Name/DBA, NIR, 160 HR/MO - 160 HR/MO TRADING 5. BENOIT FINANCIAL PLANNERS, 17-2 Chenell Drive, Concord NH 03301, United States, 02/12/2025, Owner, DBA Name, INV REL, 175 HR/MO - 130 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Elizabeth A Benoit's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 21, 2017 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 17-2 Chenell Dr., Concord, NH 03301RIA
CRD#: 134139
Concord, NH
Current
November 21, 2017 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 17-2 Chenell Dr., Concord, NH 03301BD
CRD#: 39543
Concord, NH
Past
August 18, 2021 - January 3, 2024
AXIOM ADVISORS, LLC
RIA
CRD#: 136305
Concord, NH
Past
March 31, 2017 - December 6, 2017
OSAIC FS, INC.
RIA
CRD#: 3870
BRADFORD, MA
Past
March 31, 2017 - December 6, 2017
OSAIC FS, INC.
BD
CRD#: 3870
BRADFORD, MA
Past
March 11, 2016 - July 28, 2017
FINANCIAL STRATEGIES RETIREMENT PARTNERS
RIA
CRD#: 147965
BEDFORD, NH
Past
March 4, 2016 - April 10, 2017
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
BEDFORD, NH
Past
May 19, 2015 - April 10, 2017
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
BEDFORD, NH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/4/2020)
RR
California(7/18/2025)
RR
Florida(3/27/2019)
RR
Georgia(3/27/2019)
RR
Maine(5/4/2020)
RR
Massachusetts(3/27/2019)
RR
Nevada(5/4/2020)
RR
New Hampshire(11/21/2017)
IAR
New Hampshire(11/21/2017)
RR
New Jersey(5/4/2020)
RR
New York(5/4/2020)
RR
Oregon(3/27/2019)
RR
Vermont(3/27/2019)
RR
Virginia(3/27/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/9/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Concord, NH 03301TRUST BUT VERIFY
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