Gabriel Vallejo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gabriel Vallejo was a registered financial professional .
Gabriel is a previously registered financial professional and started their career in finance in 2012. Gabriel had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 18, 2024 - October 23, 2025
STONEX INTERNATIONAL ADVISORS INC
September 18, 2024 - October 23, 2025
STONEX INTERNATIONAL SECURITIES INC.
July 31, 2019 - December 18, 2023
LPL FINANCIAL LLC
July 31, 2019 - December 18, 2023
LPL FINANCIAL LLC
October 21, 2016 - January 31, 2018
TD AMERITRADE, INC.
October 21, 2016 - January 31, 2018
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
September 9, 2016 - January 31, 2018
TD AMERITRADE, INC.
March 10, 2016 - May 11, 2016
FIRST COMMAND BROKERAGE SERVICES, INC.
February 10, 2014 - January 19, 2016
TD AMERITRADE, INC.
February 10, 2014 - January 19, 2016
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
November 12, 2012 - January 19, 2016
TD AMERITRADE, INC.
August 27, 2012 - September 20, 2012
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
STONEX INTERNATIONAL ADVISORS INC
CRD#: 153799 / SEC#: 801-123538
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STONEX INTERNATIONAL ADVISORS INC
CRD#: 153799 / SEC#: 801-123538
Contact information
SEC notice filing (3 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 148 |
| AUM (Assets Under Management) | $ 225,122,494 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
