AP
Amit Patel
CETERA INVESTMENT ADVISERS LLC
Sanford, FL 32771
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CRD#: 5971877
AP
Professional summary
Amit Patel, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Sanford, Florida and CETERA WEALTH SERVICES, LLC located in Sanford, Florida.
Amit is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Amit has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) A.P. Accounting & Tax Services, P.L~'NIR'~6149 Hedgesparrows Lane~Sanford~FL~32771~Tax Preparation/Accounting~Owner/Sole Proprietor~5/1/2011~160hrs~130hrs~Provide accounting & tax preparation services for clients 2) ASP Real Estate Holdings Trust, LLC~'NIR'~4907 International Parkway Suite 1061~Sanford~FL~32771~Rental Property Owner/Management~Partner/General Partner~11/1/2013~3hrs~0hrs~This LLC holds title to my office building. No investment related activity is transacted in this LLC. My role is to prepare the monthly accounting, financial statements and annual tax returns for the entity. Additionally, I will prepare annual reports
CRS (Client Relationship Summary) - RIA
Click below to view Amit Patel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
August 11, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 4901 International Parkway Suite 1021, Sanford, FL 32771RIA
CRD#: 105644
Sanford, FL
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 4901 International Parkway Suite 1021, Sanford, FL 32771BD
CRD#: 13572
Sanford, FL
Past
February 8, 2012 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Sanford, FL
Past
November 8, 2011 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Sanford, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(8/11/2025)
RR
Florida(9/5/2025)
RR
Tennessee(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
