James K. Adams

LIGHTHOUSE WEALTH MANAGEMENT

Camp Hill, PA 17011

Some features on this profile are disabled

CRD#: 5971737

Professional summary

James Kenneth Adams III, CFP®, who also goes by James Kenneth Adams, is a registered financial advisor currently at LIGHTHOUSE WEALTH MANAGEMENT, LLC located in Camp Hill, Pennsylvania.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. James has worked at 5 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Kenneth Adams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Kenneth Adams III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

September 2, 2022 - Present

LIGHTHOUSE WEALTH MANAGEMENT, LLC

Office #1: 210 Grandview Avenue, Camp Hill, PA 17011

RIA

CRD#: 307529

Camp Hill, PA

Past

November 2, 2020 - August 25, 2022

ADVISORY SERVICES NETWORK

RIA

CRD#: 146051

Camp Hill, PA

Past

June 23, 2016 - November 30, 2020

MIGHTY OAK STRONG AMERICA INVESTMENT COMPANY

RIA

CRD#: 123322

MECHANICSBURG, PA

Past

January 6, 2012 - April 5, 2012

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

WINSTON SALEM, NC

Past

August 30, 2011 - January 6, 2012

WORLD GROUP SECURITIES, INC.

CRD#: 114473

WINSTON SALEM, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIGHTHOUSE WEALTH MANAGEMENT, LLC

LIGHTHOUSE WEALTH MANAGEMENT | LIGHTHOUSE WEALTH MANAGEMENT, LLC | LIGHTHOUSE WEALTH MANAGEMENT, INC

CRD#: 307529 / SEC#: 801-127104

RIA

Registered Investment Advisory firm - (1/4/2023 Approved)

Pennsylvania

Registered Investment Advisory firm - (2/7/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(9/2/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/12/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/29/2011

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LIGHTHOUSE WEALTH MANAGEMENT, LLC

LIGHTHOUSE WEALTH MANAGEMENT | LIGHTHOUSE WEALTH MANAGEMENT, LLC | LIGHTHOUSE WEALTH MANAGEMENT, INC

CRD#: 307529 / SEC#: 801-127104

RIA

Registered Investment Advisory firm - (1/4/2023 Approved)

Pennsylvania

Registered Investment Advisory firm - (2/7/2023 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

210 Grandview Avenue, Camp Hill, PA 17011

Mailing Address

Phone number

(717) 346-6333

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LIGHTHOUSE ADV PART 2A (4/1/2025)

ADV PART 2B - JIMMY (4/1/2025)

ADV PART 2B (4/1/2025)

Regulatory assets under management

Total Number of Accounts	293
AUM (Assets Under Management)	$ 199,749,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Richard Sabo

J. W. COLE ADVISORS, INC.

IAR

GIBSONIA, PA

Sean Leonard

WELLS FARGO CLEARING SERVICES, LLC

IAR

Camarillo, CA

Sarah Maitre

CAMRIEL ADVISORS

IAR

WEED, CA

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

James K. Adams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Kenneth Adams III's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIGHTHOUSE WEALTH MANAGEMENT, LLC

ADVISORY SERVICES NETWORK

MIGHTY OAK STRONG AMERICA INVESTMENT COMPANY

TRANSAMERICA FINANCIAL ADVISORS, LLC

WORLD GROUP SECURITIES, INC.

Primary Firm SEC Registration

LIGHTHOUSE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/12/2011

Series 6

Date: 8/29/2011

Current Firm

LIGHTHOUSE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIGHTHOUSE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors