Ritesh Upadhyaya

VIGIL WEALTH MANAGEMENT

PONTE VEDRA BEACH, FL 32082

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CRD#: 5971663

Professional summary

Ritesh Upadhyaya, who also goes by Tesh Upadhyaya, is a registered financial advisor currently at VIGIL WEALTH MANAGEMENT, LLC located in Ponte Vedra Beach, Florida.

Ritesh is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Ritesh has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tesh Upadhyaya

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[1] Kuya, LLC; Not investment-related; Ponte Vedra Beach, FL 32082; Real-estate rental; Owner; 09/2017; Two (2) through four (4) hours per month, none of which are during securities trading hours; Managing the real estate property. [2] Cardin McCoy; Not investment-related; 256 Scranton Conn., Ste. 106, Brunswick, GA 31525; Fashion and clothing business for children; Partner; 03/2021; Ten (10) hours per month, none of which are during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ritesh Upadhyaya's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 17, 2019 - Present

VIGIL WEALTH MANAGEMENT, LLC

Office #1: 822 A1a North Suite 102, Ponte Vedra Beach, FL 32082

RIA

CRD#: 299619

PONTE VEDRA BEACH, FL

Past

February 19, 2019 - November 3, 2022

LPL FINANCIAL LLC

CRD#: 6413

PONTE VEDRA, FL

Past

February 2, 2017 - April 27, 2017

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

PONTE VEDRA BEACH, FL

Past

October 17, 2016 - January 6, 2017

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

PONTE VEDRA BEACH, FL

Past

October 13, 2016 - April 27, 2017

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

PONTE VEDRA BEACH, FL

Past

August 12, 2015 - October 21, 2016

MORGAN STANLEY

RIA

CRD#: 149777

PONTE VEDRA BEACH, FL

Past

June 1, 2015 - October 21, 2016

MORGAN STANLEY

CRD#: 149777

PONTE VEDRA BEACH, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VIGIL WEALTH MANAGEMENT, LLC

PRIVATE WEALTH | VIGIL WEALTH MANAGEMENT, LLC

CRD#: 299619 / SEC#: 801-127114

RIA

Registered Investment Advisory firm - (1/3/2023 Approved)

California

Registered Investment Advisory firm - (2/3/2023 Terminated)

Florida

Registered Investment Advisory firm - (1/4/2023 Terminated)

Georgia

Registered Investment Advisory firm - (1/6/2023 Terminated)

Texas

Registered Investment Advisory firm - (1/4/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/17/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/9/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 4/27/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/31/2015

General Securities Representative Examination

Current Firm

VIGIL WEALTH MANAGEMENT, LLC

PRIVATE WEALTH | VIGIL WEALTH MANAGEMENT, LLC

CRD#: 299619 / SEC#: 801-127114

RIA

Registered Investment Advisory firm - (1/3/2023 Approved)

California

Registered Investment Advisory firm - (2/3/2023 Terminated)

Florida

Registered Investment Advisory firm - (1/4/2023 Terminated)

Georgia

Registered Investment Advisory firm - (1/6/2023 Terminated)

Texas

Registered Investment Advisory firm - (1/4/2023 Terminated)

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Contact information

Main Address

822 A1a North Suite 102, Ponte Vedra Beach, FL 32082

Mailing Address

Phone number

(904) 709-4810

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VIGIL WEALTH DISCLOSURE BROCHURE, WRAP FEE PROGRAM BROCHURE, BROCHURE SUPPLEMENTS, AND PRIVACY POLICY (6/2/2025)

Regulatory assets under management

Total Number of Accounts	421
AUM (Assets Under Management)	$ 155,481,936

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Ritesh Upadhyaya

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ritesh Upadhyaya's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

VIGIL WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/9/2015

SIE

Date: 4/27/2017

Series 7

Date: 5/31/2015

Current Firm

VIGIL WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VIGIL WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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