KH
Kenneth L. Huffman
INSIGHT FOLIOS
Fort Worth, TX 76148
Some features on this profile are disabled
CRD#: 5970956
KH
Professional summary
Kenneth L Huffman is a registered financial advisor currently at INSIGHT FOLIOS located in Fort Worth, Texas.
Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Kenneth has worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Captive Nation, Inc. - Investment related - 6105 Denton HWY, Ste 60, Fort Worth, TX 76148 - Captive Insurance manager - Since 12/2015 - 140 hour per month in managing captive insurance companies. The Perimeter Group. - Not Investment Related Perimeter Diabetic Footwear, 6105 Denton Hwy, Ste 70, Fort Worth, TX 76148 Diabetic Footwear Sales - Owner Manager - Since 1/2000 100 hours per month in the activity of selling diabetic footwear.Products of The Perimeter Group, Inc. are not offered to clients of Insight Folios. This activity consumes approximately 10% of his time during trading hours per month. Huffman Financial - Investment Related 6105 Denton Hwy, Ste 70, Fort Worth, TX 76148 Insurance and Annuity Sales - Insurance Producer - Since 9/2011 25 hours per month in the activity of selling insurance products.Clients are in no way required to utilize the services of any representative of Insight Folios in connection with such individual's activities outside of Insight Folios. This activity consumes approximately 1 hours per month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth L Huffman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 15, 2015 - Present
INSIGHT FOLIOS
Office #1: 6105 Denton Hwy, Ste 70, Fort Worth, TX 76148RIA
CRD#: 174411
Fort Worth, TX
Past
October 9, 2014 - April 20, 2015
RETIREMENTADVICE | JKA
RIA
CRD#: 153803
ANAHEIM, CA
Past
April 2, 2012 - December 2, 2013
INTEGRITY ALLIANCE, LLC.
RIA
CRD#: 139627
FORT WORTH, TX
Past
October 3, 2011 - December 2, 2013
INTEGRITY ALLIANCE, LLC.
BD
CRD#: 139627
FORT WORTH, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INSIGHT FOLIOS
APPLIED STRATEGIES FOR WEALTH MANAGEMENT | TRUVESTMENTS | KEVIN WRAY FINANCIAL SERVICES | INSIGHT FOLIOS INC | INSIGHT FOLIOS | DURSO CAPITAL MANAGEMENT
CRD#: 174411 / SEC#: 801-117138
RIA
Registered Investment Advisory firm - (8/12/2019 Approved)Arizona
Registered Investment Advisory firm - (8/21/2019 Terminated)California
Registered Investment Advisory firm - (1/11/2018 Terminated)Florida
Registered Investment Advisory firm - (12/12/2017 Terminated)Illinois
Registered Investment Advisory firm - (12/31/2017 Terminated)Massachusetts
Registered Investment Advisory firm - (8/21/2019 Terminated)Michigan
Registered Investment Advisory firm - (8/22/2019 Terminated)New Hampshire
Registered Investment Advisory firm - (8/22/2019 Terminated)North Carolina
Registered Investment Advisory firm - (9/3/2019 Terminated)South Carolina
Registered Investment Advisory firm - (8/21/2019 Terminated)Texas
Registered Investment Advisory firm - (8/21/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(5/15/2015)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
IF
INSIGHT FOLIOS
APPLIED STRATEGIES FOR WEALTH MANAGEMENT | TRUVESTMENTS | KEVIN WRAY FINANCIAL SERVICES | INSIGHT FOLIOS INC | INSIGHT FOLIOS | DURSO CAPITAL MANAGEMENT
CRD#: 174411 / SEC#: 801-117138
RIA
Registered Investment Advisory firm - (8/12/2019 Approved)Arizona
Registered Investment Advisory firm - (8/21/2019 Terminated)California
Registered Investment Advisory firm - (1/11/2018 Terminated)Florida
Registered Investment Advisory firm - (12/12/2017 Terminated)Illinois
Registered Investment Advisory firm - (12/31/2017 Terminated)Massachusetts
Registered Investment Advisory firm - (8/21/2019 Terminated)Michigan
Registered Investment Advisory firm - (8/22/2019 Terminated)New Hampshire
Registered Investment Advisory firm - (8/22/2019 Terminated)North Carolina
Registered Investment Advisory firm - (9/3/2019 Terminated)South Carolina
Registered Investment Advisory firm - (8/21/2019 Terminated)Texas
Registered Investment Advisory firm - (8/21/2019 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
10800 Sikes Place Suite 110, Charlotte, NC 28277
Mailing Address
Phone number
(704) 529-9500
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,163 |
| AUM (Assets Under Management) | $ 341,383,271 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
