Andrew M. Kramer
Professional summary
Andrew Michael Kramer, CFP®, who also goes by Andy Michael Kramer, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Indianapolis, Indiana and CHARLES SCHWAB & CO., INC. located in Indianapolis, Indiana.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Andrew has worked at 2 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Michael Kramer's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 20, 2015 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482December 13, 2011 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482August 18, 2014 - February 20, 2015
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/9/2012)
(1/2/2014)
(6/11/2013)
(6/20/2022)
(4/17/2018)
(12/14/2011)
(2/20/2015)
(2/7/2024)
(3/26/2015)
(9/18/2015)
(1/2/2014)
(2/7/2024)
(3/26/2015)
(2/23/2023)
(4/17/2018)
(1/9/2012)
(12/8/2020)
(2/23/2018)
(2/2/2024)
(1/9/2012)
(6/11/2013)
(1/18/2024)
(2/7/2024)
(12/22/2021)
(1/9/2022)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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