PS
Paul A. Storm
VALIC FINANCIAL ADVISORS
MARQUETTE, MI 49855
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CRD#: 5970689
PS
Professional summary
Paul A Storm, CFP® is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Marquette, Michigan.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Paul has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SDK PROPERTIES, LLC POSITION: Owner/Member NATURE: This is a residential rental property LLC. Myself and two other members own two residential duplexes. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2016 ADDRESS: 340 N Brown Ave, Negaunee MI 49866, United States DESCRIPTION: Responsible for collecting rents, paying property taxes, making loan payments and other utility payments. Also set up showingandcomplete lease agreements with newtenants. CHURCH BOARD MEMBER POSITION: Board Chairman NATURE: Chairman of the church board members INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/09/2021 ADDRESS: 1700 U.S. Hwy 41 W, Ishpeming MI 49849, United States DESCRIPTION: One of nine board members for the church. Conduct meetings on a monthly basis to review and discuss various topics regarding the church. Receive updates from the church Treasurer regarding church bank account balances, recent expenses, and upcoming expenses. Discuss church property maintenance and improvements. Discuss church minister schedule. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products STORM PROPERTY MANAGEMENT, LLC POSITION: Owner/Member NATURE: Myself and my two brothers, Craig Storm, and Kyle Storm are establishing an LLC to manage the two commercial office buildings that we manage and occupy ourselves. We are purchasing these office buildings from our father and will be responsible for collecting rents and paying expenses going forward. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/14/2025 ADDRESS: 2572 US Hwy 41 W, Ste C, Marquette MI 49855, United States DESCRIPTION: I will simply collect rents and pay expenses for two office buildings.
CRS (Client Relationship Summary) - RIA
Click below to view Paul A Storm's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Paul A Storm's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
December 22, 2011 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 2572 Us Hwy 41 West Suite C, Marquette, MI 49855Office #2: 2572 Us Hwy 41 West Suite C, Marquette, MI 49855RIA
BD
CRD#: 42803
MARQUETTE, MI
Current
December 7, 2011 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 2572 Us Hwy 41 West Suite C, Marquette, MI 49855Office #2: 2572 Us Hwy 41 West Suite C, Marquette, MI 49855RIA
BD
CRD#: 42803
MARQUETTE, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(5/23/2016)
IAR
Alaska(5/25/2016)
RR
Arizona(8/20/2020)
IAR
Arizona(8/24/2020)
RR
Florida(7/18/2016)
IAR
Florida(8/2/2017)
RR
Michigan(12/22/2011)
IAR
Michigan(12/22/2011)
RR
Minnesota(4/21/2014)
IAR
Minnesota(10/7/2019)
RR
New Mexico(5/14/2019)
IAR
New Mexico(5/15/2019)
RR
North Dakota(9/14/2015)
IAR
North Dakota(10/7/2019)
RR
Pennsylvania(4/4/2017)
IAR
Pennsylvania(10/7/2019)
RR
Utah(7/7/2014)
IAR
Utah(7/8/2014)
RR
West Virginia(3/11/2013)
IAR
West Virginia(10/16/2019)
RR
Wisconsin(12/16/2014)
IAR
Wisconsin(12/17/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803Marquette, MI 49855TRUST BUT VERIFY
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