Alexa J. Kane

PEARL PLANNING

DEXTER, MI 48130

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CRD#: 5970103

Professional summary

Alexa Jo Kane, CFP®, who also goes by Alexa Jo Wiese, is a registered financial advisor currently at PEARL PLANNING located in Dexter, Michigan.

Alexa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Alexa has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alexa Jo Wiese

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independent insurance agent; not investment-related; started 2020; approximately 8 hours per month, all during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexa Jo Kane's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

July 16, 2025 - Present

PEARL PLANNING

Office #1: 8031 Main Street, Suite 201, Dexter, MI 48130

RIA

CRD#: 336568

DEXTER, MI

Past

October 1, 2021 - August 7, 2025

STEPHENS CONSULTING, LLC

RIA

CRD#: 308970

DEXTER, MI

Past

September 1, 2020 - October 11, 2021

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

DEXTER, MI

Past

July 29, 2020 - October 21, 2020

MERCER GLOBAL ADVISORS INC.

RIA

CRD#: 147363

Greenwood Village, CO

Past

November 1, 2017 - March 29, 2021

M. J. SMITH AND ASSOCIATES

RIA

CRD#: 110919

Greenwood Village, CO

Past

September 4, 2014 - October 11, 2021

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

DEXTER, MI

Past

March 28, 2013 - May 30, 2014

TRADINGBLOCK

CRD#: 128605

EAGLE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PEARL PLANNING

PEARL PLANNING | PEARL PLANNING, LLC

CRD#: 336568 / SEC#: 801-132904

RIA

Registered Investment Advisory firm - (6/3/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(7/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/17/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/27/2013

General Securities Representative Examination

Current Firm

PEARL PLANNING

PEARL PLANNING | PEARL PLANNING, LLC

CRD#: 336568 / SEC#: 801-132904

RIA

Registered Investment Advisory firm - (6/3/2025 Approved)

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Contact information

Main Address

8031 Main Street, Suite 201, Dexter, MI 48130

Mailing Address

Phone number

(734) 274-6744

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (9/19/2025)

Regulatory assets under management

Total Number of Accounts	949
AUM (Assets Under Management)	$ 312,767,208

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alexa J. Kane

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexa Jo Kane's CRS (Customer Relationship Summary).

Certified licenses

Experience

STEPHENS CONSULTING, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

MERCER GLOBAL ADVISORS INC.

M. J. SMITH AND ASSOCIATES

RAYMOND JAMES FINANCIAL SERVICES, INC.

TRADINGBLOCK

Primary Firm SEC Registration

PEARL PLANNING

State Registrations and Notice Filings

Exams

Series 66

Date: 6/17/2013

SIE

Date: 10/1/2018

Series 7

Date: 3/27/2013

Current Firm

PEARL PLANNING

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PEARL PLANNING

TRUST BUT VERIFY

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