CD
Carol Ann Donahue
THE WEALTH CONSULTING GROUP
San Diego, CA 92108
Some features on this profile are disabled
CRD#: 5969905
CD
Professional summary
Carol Ann Donahue, AIF®, who also goes by Carol Tucker, is a registered financial advisor currently at THE WEALTH CONSULTING GROUP located in San Diego, California.
Carol Ann is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Carol Ann has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Carol Tucker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.7/16/2018:Carmen Donahue POA--NotInvestmentRelated--11233 Tierrasanta Blvd., #30, San Diego, CA 92124--Act in a Fiduciary Capacity--Started07/05/2018--0Hours/Month;0 Hours During Trading--Time Spent: 0%--Power of Attorney--Carmen Donahue, Mother.
2.7/18/2018:WCG Wealth Advisors, LLC--DBA: Fides Wealth Strategies Group--InvestRel--AtReptBusLoc(s)--RIA/DBA--Started 07/05/2018--120Hours/Month;5HoursDuringSecuritiesTrading--Time Spent 100%.
3.7/18/2018:WCG Wealth Advisors, LLC--DBA: The Wealth Consulting Group--InvestRel--AtReptBusLoc(s)--RIA/DBA--Started 07/05/2018--160Hours/Month;5HoursDuringSecuritiesTrading--Time Spent 100%.
4.7/18/2018:WCG Wealth Advisors, LLC--InvestRel--AtReptBusLoc(s)--RIA/Hybrid--Started 07/05/2018--160Hours/Month;5HoursDuringSecuritiesTrading.
5.4/9/2019:WCG Wealth Advisors, LLC--DBA: Fides Wealth Strategies Group--InvestRel--AtReptBusLoc(s)--RIA/DBA--IAR--Started 04/03/2019--160Hours/Month;80HoursDuringSecuritiesTrading--I provide investment advisory services through WCG Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in April 2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
6.4/9/2019:WCG Wealth Advisors, LLC--InvestRel--AtReptBusLoc(s)--RIA/Hybrid--IAR--Started04/03/2019--160Hours/Month;80HoursDuringSecuritiesTrading--I provide investment advisory services through WCG Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in July 2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
7.4/9/2019:WCG Wealth Advisors, LLC--DBA: The Wealth Consulting Group--InvestRel--AtReptBusLoc(s)--RIA/DBA--IAR--Started04/03/2019--160Hours/Month;80HoursDuringSecuritiesTrading--I provide investment advisory services through WCG Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in April 2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
8.4/18/2019:WCG Wealth Advisors, LLC--DBA: Wealth Consulting Group--InvestRel--AtReptBusLoc(s)--DBA for LPL Business (entity for LPL business)--Started04/03/2019--160Hours/Month;80HoursDuringSecuritiesTrading.
9.4/18/2019:WCG Wealth Advisors, LLC--DBA: Fides Wealth Strategies Group--InvestRel--AtReptBusLoc(s)--DBA for LPL Business (entity for LPL business)--Started04/03/2019--160Hours/Month;80HoursDuringSecuritiesTrading.
10.4/23/2019:WCG Wealth Advisors, LLC--InvestRel--AtReptBusLoc(s)--RIA/Hybrid--IAR--Started04/03/2019--160Hours/Month;80HoursDuringSecuritiesTrading--I provide investment advisory services through WCG WEALTH ADVISORS, LLC, an independent investment advisor firm. I started this business activity in April 2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
11.4/24/2019:No Business Name--InvestRel--AtReptBusLoc(s)--Non-Variable Insurance--Started04/03/2019--10Hours/Month;5HoursDuringSecuritiesTrading.
CRS (Client Relationship Summary) - RIA
Click below to view Carol Ann Donahue's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 18, 2018 - Present
THE WEALTH CONSULTING GROUP
Office #1: 7676 Hazard Center Drive Suite 1050, San Diego, CA 92108RIA
CRD#: 173194
San Diego, CA
Past
July 16, 2018 - November 7, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
SAN DIEGO, CA
Past
August 29, 2016 - July 6, 2018
CUSO FINANCIAL SERVICES, L.P.
RIA
CRD#: 42132
La Mesa, CA
Past
August 26, 2016 - July 6, 2018
CUSO FINANCIAL SERVICES, L.P.
BD
CRD#: 42132
La Mesa, CA
Past
August 17, 2015 - August 24, 2016
INDEPENDENT FINANCIAL PARTNERS
RIA
CRD#: 125112
SAN DIEGO, CA
Past
April 26, 2014 - September 8, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
THE WEALTH CONSULTING GROUP
ABOUND FINANCIAL | YERBA BUENA FINANCIAL PARTNERS | WILBORN ADVISORS | WCG WEALTH ADVISORS, LLC | WCG WEALTH ADVISORS | V WEALTH MANAGEMENT | V WEALTH | UTOR WEALTH | TRULY ALIGNED INC. | TRELOAR & HEISEL WEALTH MANAGEMENT | THE WEALTH CONSULTING GROUP | SUNDANCE INVESTMENTS LLC | STRONGHAVEN LLC | STONEBRIDGE GLOBAL INVESTMENTS | SPECTRUM WEALTH MANAGEMENT, INC. | REINERT WEALTH MANAGEMENT | REDWITZ WEALTH MANAGEMENT | RDM ASSOCIATES | PROSPERITY WEALTH PARTNERS, LLC | PAVLOVIC WEALTH MANAGEMENT | PASCHANG & ASSOCIATES | PALO VERDE WEALTH MANAGEMENT, LLC | NICHOLS WEALTH MANAGEMENT | NAVIGUIDE WEALTH PARTNERS | MTXE CAPITAL | MTXE ANALYTICS | METCALF PARTNERS WEALTH MANAGEMENT | MARKET CYCLE FINANCIAL | LUCAS WEALTH STRATEGIES | KONZA WEALTH ADVISORS | KC WEALTH ADVISOR, LLC | KAWABE & ASSOCIATES | KANSAS CITY RETIREMENT PLANNING, LLC | JHM WEALTH MANAGEMENT, INC. | INSTRUMENTAL ADVISORS | IMPACT WEALTH PARTNERS | HASKELL WEALTH MANAGEMENT | GREAT WESTERN WEALTH MANAGEMENT | GEN 4 WEALTH ADVISORS | FRANZ TATUM WEALTH MANAGEMENT | FINANCIAL YOGI | FIDES WEALTH STRATEGIES GROUP | FAMILY WEALTH MANAGEMENT GROUP | ENCORE WEALTH MANAGEMENT | EMBRACE WEALTH MANAGEMENT | EDMOND WEALTH MANAGEMENT | DISCIPLINED EQUITIES MANAGEMENT/DE MANAGEMENT | DISCIPLINED EQUITIES MANAGEMENT | DE MANAGEMENT | DAROLD MARK & ASSOCIATES | CORNERSTONE WEALTH MANAGEMENT,LLC | CORNERSTONE FINANCIAL ADVOCATES | CLARIO FINANCIAL SERVICES | CARTER FINANCIAL | BYDAND FINANCIAL, LLC | BRIGHT ADVISORS, LLC | BRIANNE FINANCIAL | BALZER INVESTMENT MANAGEMENT, LLC | BAIR FINANCIAL PLANNING | APC WEALTH MANAGEMENT, INC. | ANCHOR WEALTH MANAGEMENT GROUP, LLC | ALTENBURG ASSET ADVISORS, LLC
CRD#: 173194 / SEC#: 801-80386
RIA
Registered Investment Advisory firm - (10/1/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/18/2018)
IAR
Texas(4/14/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TW
THE WEALTH CONSULTING GROUP
ABOUND FINANCIAL | YERBA BUENA FINANCIAL PARTNERS | WILBORN ADVISORS | WCG WEALTH ADVISORS, LLC | WCG WEALTH ADVISORS | V WEALTH MANAGEMENT | V WEALTH | UTOR WEALTH | TRULY ALIGNED INC. | TRELOAR & HEISEL WEALTH MANAGEMENT | THE WEALTH CONSULTING GROUP | SUNDANCE INVESTMENTS LLC | STRONGHAVEN LLC | STONEBRIDGE GLOBAL INVESTMENTS | SPECTRUM WEALTH MANAGEMENT, INC. | REINERT WEALTH MANAGEMENT | REDWITZ WEALTH MANAGEMENT | RDM ASSOCIATES | PROSPERITY WEALTH PARTNERS, LLC | PAVLOVIC WEALTH MANAGEMENT | PASCHANG & ASSOCIATES | PALO VERDE WEALTH MANAGEMENT, LLC | NICHOLS WEALTH MANAGEMENT | NAVIGUIDE WEALTH PARTNERS | MTXE CAPITAL | MTXE ANALYTICS | METCALF PARTNERS WEALTH MANAGEMENT | MARKET CYCLE FINANCIAL | LUCAS WEALTH STRATEGIES | KONZA WEALTH ADVISORS | KC WEALTH ADVISOR, LLC | KAWABE & ASSOCIATES | KANSAS CITY RETIREMENT PLANNING, LLC | JHM WEALTH MANAGEMENT, INC. | INSTRUMENTAL ADVISORS | IMPACT WEALTH PARTNERS | HASKELL WEALTH MANAGEMENT | GREAT WESTERN WEALTH MANAGEMENT | GEN 4 WEALTH ADVISORS | FRANZ TATUM WEALTH MANAGEMENT | FINANCIAL YOGI | FIDES WEALTH STRATEGIES GROUP | FAMILY WEALTH MANAGEMENT GROUP | ENCORE WEALTH MANAGEMENT | EMBRACE WEALTH MANAGEMENT | EDMOND WEALTH MANAGEMENT | DISCIPLINED EQUITIES MANAGEMENT/DE MANAGEMENT | DISCIPLINED EQUITIES MANAGEMENT | DE MANAGEMENT | DAROLD MARK & ASSOCIATES | CORNERSTONE WEALTH MANAGEMENT,LLC | CORNERSTONE FINANCIAL ADVOCATES | CLARIO FINANCIAL SERVICES | CARTER FINANCIAL | BYDAND FINANCIAL, LLC | BRIGHT ADVISORS, LLC | BRIANNE FINANCIAL | BALZER INVESTMENT MANAGEMENT, LLC | BAIR FINANCIAL PLANNING | APC WEALTH MANAGEMENT, INC. | ANCHOR WEALTH MANAGEMENT GROUP, LLC | ALTENBURG ASSET ADVISORS, LLC
CRD#: 173194 / SEC#: 801-80386
RIA
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Contact information
Main Address
8925 West Post Road 2nd Floor, Las Vegas, NV 89148
Mailing Address
Phone number
(702) 263-1919
Established
Firm type
Fiscal year end
# of Employees
204
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 20,129 |
| AUM (Assets Under Management) | $ 5,446,595,206 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THE WEALTH CONSULTING GROUP
CRD#: 173194San Diego, CA 92108TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
