Anna K. Edelstein

WEA FINANCIAL ADVISORS

Madison, WI 53713

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CRD#: 5969791

Professional summary

Anna Kayla Edelstein, CFP®, who also goes by Anna Kayla Edelstein, Anna Edelstein, is a registered financial advisor currently at WEA FINANCIAL ADVISORS, INC. located in Madison, Wisconsin and WEA INVESTMENT SERVICES, INC. located in Madison, Wisconsin.

Anna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Anna has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anna Kayla Edelstein | Anna Edelstein

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NOTARY, NOT INV RELATED, MADISON, WISCONSIN, START: 6/4/2017, HALF HOUR PER MONTH. NOTARIZE DOCUMENTS 2) WEA Member Benefits, investment related, Madison, WI, retirement planning/owner of BD, Financial Planner, 10/2020, 20 hours/month, Assist 403(b) and IRA program members with program questions. 3) WEA Financial Advisor, investment related, Madison WI, RIA, Financial Planner, 10/2020, 120 hours/month, Assist 403(b) and IRA program members with program questions. 4) CFP Board Mentor Program, not investment related, Washington DC, Certified Financial Planner Designation Board, Mentor, 11/2018, <5/mth, mentor individuals studying for the CFP exam

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anna Kayla Edelstein's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

November 17, 2020 - Present

WEA FINANCIAL ADVISORS, INC.

Office #1: 660 John Nolen Drive, Madison, WI 53713

RIA

CRD#: 144919

Madison, WI

Current

November 17, 2020 - Present

WEA INVESTMENT SERVICES, INC.

Office #1: 660 John Nolen Drive, Madison, WI 53713-3959

CRD#: 126907

Madison, WI

Past

December 7, 2017 - November 9, 2020

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MADISON, WI

Past

December 7, 2017 - November 9, 2020

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MADISON, WI

Past

July 10, 2012 - September 10, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Middleton, WI

Past

July 10, 2012 - September 10, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Middleton, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEA FINANCIAL ADVISORS, INC.

WEA FINANCIAL ADVISERS, INC. | WEA FINANCIAL ADVISORS, INC.

CRD#: 144919 / SEC#: 801-118359

RIA

Registered Investment Advisory firm - (4/2/2020 Approved)

Wisconsin

Registered Investment Advisory firm - (4/7/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Texas
(11/17/2020)

Wisconsin
(11/17/2020)

IAR

Wisconsin
(11/17/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/13/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/9/2012

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

WEA FINANCIAL ADVISORS, INC.

WEA FINANCIAL ADVISERS, INC. | WEA FINANCIAL ADVISORS, INC.

CRD#: 144919 / SEC#: 801-118359

RIA

Registered Investment Advisory firm - (4/2/2020 Approved)

Wisconsin

Registered Investment Advisory firm - (4/7/2020 Terminated)

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Contact information

Main Address

660 John Nolen Drive, Madison, WI 53713

Mailing Address

P.o. Box 7893, Madison, WI 53707-7893

Phone number

(800) 279-4030

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEA ADV PART 2A BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	620
AUM (Assets Under Management)	$ 554,283,162

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Anna K. Edelstein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anna Kayla Edelstein's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEA INVESTMENT SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

WEA FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/13/2012

SIE

Date: 10/1/2018

Series 7

Date: 7/9/2012

FINRA

Current Firm

WEA FINANCIAL ADVISORS, INC.

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEA FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

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