Lindsey M. Costa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lindsey Marie Costa, who also goes by Lindsey Marie Lachiana, Lindsey Lachiana, was a registered financial professional .
Lindsey is a previously registered financial professional and started their career in finance in 2011. Lindsey had worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 2018 - April 13, 2022
ANKURA CAPITAL ADVISORS, LLC
June 5, 2017 - November 8, 2018
JONES LANG LASALLE SECURITIES, LLC
January 6, 2016 - May 24, 2017
MSC - BD, LLC
May 8, 2015 - October 23, 2015
CITADEL CLEARING LLC
July 26, 2013 - October 23, 2015
PALAFOX TRADING LLC
July 26, 2013 - October 23, 2015
CITADEL SECURITIES LLC
November 5, 2011 - July 22, 2013
WILLIAM BLAIR
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
ANKURA CAPITAL ADVISORS, LLC
CRD#: 114155 / SEC#: , 8-53403
Contact information
FINRA licenses (50 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
