Richard E. Smith
Professional summary
Richard Edward Smith II, CFP® is a registered financial advisor currently at PROVIDENT WEALTH MANAGEMENT INC located in Erie, Pennsylvania.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Richard has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Edward Smith II's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2020
Experience
September 5, 2018 - Present
PROVIDENT WEALTH MANAGEMENT INC
Office #1: 3527 West 26th Street, Erie, PA 16506September 3, 2013 - March 31, 2020
PROVIDENT PRIVATE CAPITAL PARTNERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/5/2018)
Exams
Series 7TO
Date: 10/4/2022
General Securities Representative ExaminationSeries 6TO
Date: 10/4/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
PROVIDENT WEALTH MANAGEMENT INC
CRD#: 107021 / SEC#: 801-30754
Contact information
Regulatory assets under management
| Total Number of Accounts | 118 |
| AUM (Assets Under Management) | $ 25,744,055 |
Red Flags
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