Jason M. Keller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Matthew Keller, CFP®, who also goes by Jason Matthew Keller, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2014. Jason had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2024 - July 8, 2025
FRANKLIN DISTRIBUTORS, LLC
March 7, 2023 - July 16, 2024
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
February 16, 2023 - July 16, 2024
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 27, 2015 - July 12, 2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 27, 2015 - July 12, 2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
April 24, 2014 - July 15, 2024
WELLS FARGO CLEARING SERVICES, LLC
March 26, 2014 - July 15, 2024
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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