Vinicius Raphael Alves
Professional summary
Vinicius Raphael Alves, who also goes by VIni Alves, Vinicius Raphael Alves, Vinicius Alves, is a registered financial professional currently at STONEX FINANCIAL INC. located in Miami, Florida.
Vinicius is registered as a RR (Registered Representative) and started their career in finance in 2011. Vinicius has worked at 2 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 24 and Series 4 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Vinicius Raphael Alves's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 11, 2012 - Present
STONEX FINANCIAL INC.
Office #1: 333 Se 2nd Ave 21st Floor, Miami, FL 33131December 17, 2012 - January 31, 2013
TRADEWIRE SECURITIES LLC
September 8, 2011 - December 17, 2012
TRADEWIRE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/20/2022)
(12/20/2022)
(12/11/2012)
(1/3/2024)
(1/3/2024)
(1/3/2024)
(6/16/2016)
(12/20/2022)
(1/3/2024)
(1/3/2024)
Exams
What does exam status mean?
Series 57TO
Passed: 1/2/2023
Securities Trader ExamFINRA
Nasdaq Stock Market
Current Firm
STONEX FINANCIAL INC.
CRD#: 45993 / SEC#: , 8-51269
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| DAVISON, STUART ANDREW | DIRECTOR; CHIEF OPERATING OFFICER | 7824576 |
| DICIOLLO, ANTHONY JOSEPH | DIRECTOR, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | 4976402 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR, CHIEF FINANCIAL OFFICER | 6505923 |
| LYON, CHARLES MARTIN | DIRECTOR, PRESIDENT | 4000852 |
| MAURER, MARK L | DIRECTOR, CHIEF RISK OFFICER | 4234406 |
| PORZIO, JOSEPH JOHN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1319702 |
| SHEA, KEVIN | SECRETARY | 8263627 |
| SMITH, PHILIP ANDREW | DIRECTOR | 4999097 |
| SZEKELY, GIGI KLARA | CHIEF COMPLIANCE OFFICER - BD DIVISION | 2530826 |
Disclosures
| Regulatory Event | 76 |
Red Flags
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Company Information
STONEX FINANCIAL INC.
CRD#: 45993Miami, FL 33131TRUST BUT VERIFY
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