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Ashley J. Zeiher

DISTRIBUTION SERVICES

Portland, ME 04101

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CRD#: 5969024

Professional summary

Ashley Jean Zeiher, who also goes by Ashley Jean Zeiher, Ashley Zeiher, is a registered financial professional currently at DISTRIBUTION SERVICES, LLC located in Portland, Maine and SMEAD FUNDS DISTRIBUTORS, LLC located in Portland, Maine.

Ashley is registered as a RR (Registered Representative) and started their career in finance in 2011. Ashley has worked at 16 firms and has passed the Series 65, Series 63, Series 99TO, Series 7TO, SIE, Series 6, Series 14, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

Ashley Jean Zeiher | Ashley Zeiher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ashley Jean Zeiher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 4, 2022 - Present

DISTRIBUTION SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 25938

Portland, ME

Current

March 13, 2025 - Present

SMEAD FUNDS DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 173734

Portland, ME

Current

March 13, 2025 - Present

IMST DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 130745

Portland, ME

Current

June 26, 2025 - Present

FORESIDE FINANCIAL SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 148477

Portland, ME

Current

June 26, 2025 - Present

FORESIDE GLOBAL SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 147382

Portland, ME

Current

June 26, 2025 - Present

QUASAR DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 103848

Portland, ME

Current

June 26, 2025 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 46106

Portland, ME

Current

June 26, 2025 - Present

NORTHERN FUNDS DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 45943

Portland, ME

Current

June 26, 2025 - Present

MGI FUNDS DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 35682

Portland, ME

Current

June 26, 2025 - Present

FORESIDE FUNDS DISTRIBUTORS LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 31334

Portland, ME

Current

June 26, 2025 - Present

PARNASSUS FUNDS DISTRIBUTOR, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 15883

Portland, ME

Current

June 26, 2025 - Present

FORESIDE DISTRIBUTION SERVICES, L.P.

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 15634

Portland, ME

Current

June 26, 2025 - Present

FUNDS DISTRIBUTOR, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 7174

Portland, ME

Past

March 26, 2021 - February 4, 2022

MGI FUNDS DISTRIBUTORS, LLC

BD

CRD#: 35682

PORTLAND, ME

Past

February 24, 2021 - February 4, 2022

FUNDS DISTRIBUTOR, LLC

BD

CRD#: 7174

Milwaukee, WI

Past

February 24, 2021 - February 4, 2022

FORESIDE GLOBAL SERVICES, LLC

BD

CRD#: 147382

Milwaukee, WI

Past

December 10, 2020 - February 4, 2022

NORTHERN FUNDS DISTRIBUTORS, LLC

BD

CRD#: 45943

Milwaukee, WI

Past

September 3, 2020 - February 4, 2022

IMST DISTRIBUTORS, LLC

BD

CRD#: 130745

Milwaukee, WI

Past

September 3, 2020 - February 4, 2022

FORESIDE FUNDS DISTRIBUTORS LLC

BD

CRD#: 31334

Milwaukee, WI

Past

September 3, 2020 - February 4, 2022

FORESIDE FUND SERVICES, LLC

BD

CRD#: 46106

Milwaukee, WI

Past

September 3, 2020 - February 4, 2022

FORESIDE FINANCIAL SERVICES, LLC

BD

CRD#: 148477

Milwaukee, WI

Past

September 3, 2020 - February 4, 2022

FORESIDE DISTRIBUTION SERVICES, L.P.

BD

CRD#: 15634

Milwaukee, WI

Past

September 3, 2020 - February 4, 2022

COMPASS DISTRIBUTORS, LLC

BD

CRD#: 172662

Milwaukee, WI

Past

August 15, 2017 - February 4, 2022

QUASAR DISTRIBUTORS, LLC

BD

CRD#: 103848

MILWAUKEE, WI

Past

February 27, 2012 - July 25, 2017

HEARTLAND ADVISORS, INC.

RIA

CRD#: 29433

MILWAUKEE, WI

Past

November 21, 2011 - July 21, 2017

ALPS DISTRIBUTORS, INC.

BD

CRD#: 16853

MILWAUKEE, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

Wisconsin
(3/4/2022)

Exams

State Security Law Exam

IAR

Series 65

Date: 2/25/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 10/28/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

Series 99TO

Date: 8/11/2023

Operations Professional Examination

General Industry/Product Exam

RR

Series 7TO

Date: 2/3/2020

General Securities Representative Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 6

Date: 11/19/2011

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

RR

Series 14

Date: 8/15/2023

Compliance Officer Examination

Principal/Supervisory Exam

RR

Series 24

Date: 8/24/2020

General Securities Principal Examination

Principal/Supervisory Exam

RR

Series 26

Date: 9/11/2017

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

RR

FINRA

Current Firm

FD

FUNDS DISTRIBUTOR, LLC

FUNDS DISTRIBUTOR, INC. | THE BOSTON COMPANY CAPITAL GROUP, INC. | TBC FUNDS DISTRIBUTOR, INC. | FUNDS DISTRIBUTOR, LLC

CRD#: 7174 / SEC#: , 8-20518

BD

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Delaware since 01/01/2008

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
STROUT, ALICIA KIMBERLY	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	6320351

Disclosures

Regulatory Event

2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FUNDS DISTRIBUTOR, LLC

CRD#: 7174Portland, ME 04101

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