Aaron D. Schottelkorb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aaron David Schottelkorb, who also goes by Aaron Schottelkorb, was a registered financial professional .
Aaron is a previously registered financial professional and started their career in finance in 2011. Aaron had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2014 - June 15, 2015
NMS CAPITAL SECURITIES, LLC
November 21, 2013 - August 12, 2016
NMS CAPITAL ASSET MANAGEMENT, INC.
November 11, 2013 - March 23, 2016
HB SECURITIES, LLC
January 15, 2013 - November 7, 2013
WESTERN INTERNATIONAL SECURITIES, INC.
January 11, 2013 - November 7, 2013
WESTERN INTERNATIONAL SECURITIES, INC.
November 22, 2011 - January 17, 2013
NEW ENGLAND SECURITIES
October 12, 2011 - January 17, 2013
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
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Exams
Current Firm
NMS CAPITAL SECURITIES, LLC
CRD#: 107401 / SEC#: , 8-53037
Contact information
Documents
Red Flags
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