Steven L. Rich
Professional summary
Steven L Rich, who also goes by Steven Lowell Rich, Steven Rich, is a registered financial advisor currently at SIGNAL ADVISORS WEALTH, LLC located in New Smyrna Beach, Florida.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Steven has worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven L Rich's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 6, 2025 - Present
SIGNAL ADVISORS WEALTH, LLC
Office #1: 112 North Orange Street, New Smyrna Beach, FL 32168September 7, 2023 - September 30, 2025
AE WEALTH MANAGEMENT, LLC
August 24, 2023 - February 22, 2024
MADISON AVENUE SECURITIES, LLC
July 5, 2019 - August 10, 2023
M HOLDINGS SECURITIES, INC.
July 1, 2019 - August 10, 2023
M HOLDINGS SECURITIES, INC.
January 31, 2015 - February 7, 2019
MML INVESTORS SERVICES, LLC
Primary Firm SEC Registration
SIGNAL ADVISORS WEALTH, LLC
CRD#: 301086 / SEC#: 801-127017
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/6/2025)
Exams
Current Firm
SIGNAL ADVISORS WEALTH, LLC
CRD#: 301086 / SEC#: 801-127017
Contact information
SEC notice filing (29 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,250 |
| AUM (Assets Under Management) | $ 1,352,814,108 |
Red Flags
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