Vikhyat Sharma
Professional summary
Vikhyat Sharma is a registered financial professional currently at DC ADVISORY located in San Francisco, California.
Vikhyat is registered as a RR (Registered Representative) and started their career in finance in 2012. Vikhyat has worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Vikhyat Sharma's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 23, 2024 - Present
DC ADVISORY
Office #1: 425 California Street Suite 1900, San Francisco, CA 94104September 30, 2016 - July 19, 2024
WILLIAM BLAIR
August 7, 2012 - February 11, 2014
ROBERT W. BAIRD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/23/2024)
(7/23/2024)
Exams
FINRA
Current Firm
DC ADVISORY
CRD#: 129919 / SEC#: , 8-66273
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DAIWA CORPORATE ADVISORY HOLDINGS INC. | SHAREHOLDER | |
| BAYER, JONATHAN LEWIS | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 5050555 |
| DONOHUE, JOSEPH THOMAS | VICE CHAIRMAN | 1630441 |
| EDMONDSON, ERIC WINSTON | VICE CHAIRMAN | 1441360 |
| KOHR, WILLIAM EDWARD | CHIEF EXECUTIVE OFFICER | 1563851 |
| PACITTO, PETER JOSEPH | CHIEF ADMINISTRATIVE OFFICER, CFO, FINOP | 1700696 |
Red Flags
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