Marco A. Simmons
Professional summary
Marco Agnello Simmons, who also goes by Marco A Simmons, is a registered financial professional currently at FTI CAPITAL ADVISORS, LLC located in Los Angeles, California.
Marco is registered as a RR (Registered Representative) and started their career in finance in 2011. Marco has worked at 3 firms and has passed the Series 63, Series 66, Series 7TO, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marco Agnello Simmons's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 24, 2022 - Present
FTI CAPITAL ADVISORS, LLC
Office #1: 1840 Century Park East Suite 400, Los Angeles, CA 90067March 2, 2012 - July 10, 2014
MAXIM GROUP LLC
September 27, 2011 - March 1, 2012
VALIC FINANCIAL ADVISORS, INC.
August 19, 2011 - March 1, 2012
VALIC FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/1/2022)
(6/24/2022)
Exams
Series 7TO
Date: 9/1/2022
General Securities Representative ExaminationSeries 79TO
Date: 6/24/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FTI CAPITAL ADVISORS, LLC
CRD#: 123434 / SEC#: , 8-65587
Contact information
FINRA licenses (26 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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