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Alex Hackbart Aden

SAYBRUS EQUITY SERVICES
SHOREWOOD, MN
·CRD# 5967048·14 years experience

Professional Summary

Alex Hackbart Aden, who also goes by Alex David Hackbart, is a registered financial advisor currently at SAYBRUS EQUITY SERVICES, LLC located in Shorewood, Minnesota. Alex is registered as a RR (Registered Representative) and started their career in finance in 2012. Alex has worked at 6 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Alex David Hackbart

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

SAYBRUS EQUITY SERVICES, LLC·CRD# 153319
BD
Shorewood, MN
May 6, 2024 - Present
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC·CRD# 21570
BD
Shelton, CT
April 1, 2020 - May 16, 2024
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Plymouth, MN
October 23, 2014 - April 1, 2020
MUTUAL OF AMERICA SECURITIES LLC·CRD# 27878
BD
Bloomington, MN
July 16, 2014 - July 30, 2014
MUTUAL OF AMERICA LIFE INSURANCE COMPANY·CRD# 15356
BD
Bloomington, MN
July 16, 2014 - July 30, 2014
COUNTRY CAPITAL MANAGEMENT COMPANY·CRD# 12060
BD
Maple Grove, MN
March 19, 2012 - June 10, 2014

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Current Firm

SE
SAYBRUS EQUITY SERVICES, LLC

SAYBRUS EQUITY SERVICES, INC | SAYBRUS EQUITY SERVICES, LLC

CRD#: 153319 / SEC#: 8-68521
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

One American Row, Hartford, CT 06102-5056

Mailing Address

P.o. Box 5056, Hartford, CT 06102-5056

Phone Number

(860) 403-3100

Established

Delaware since 10/01/2018

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
SAYBRUS HOLDINGS, LLCPARENT COMPANY—
ALI, AZIZVICE PRESIDENT / INTRNAL DIRECTOR5030560
CASSIDY, EDWARD WILLIAM JREXEC. VP / INTERNAL DIRECTOR1606787
COSTENBADER, WALTER RUSSELLFINOP1828345
HALPERIN, JEFFREY PAULINTERNAL DIRECTOR2899327
LOWE, MOIRA CRONANPRESIDENT / CEO / INTERNAL DIRECTOR4076427
MOORE, GIDEON CLOYESCHIEF LEGAL OFFICER7011735
SADOWSKI, ADAM MARKASSISTANT VICE PRESIDENT4578505
SIINO, KATHERINE MARYAVP & CHIEF COMPLIANCE OFFICER1666402
TOMKO, CHRISTINECFO, PFO, POO6989991

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Minnesota
(5/6/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2012About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 2012About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Oct 2018About the Series 26 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Alex Hackbart Aden's CRS (Customer Relationship Summary).

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