Andrew T. Markowitz
Professional summary
Andrew Tyler Markowitz, who also goes by Andy Markowitz, is a registered financial professional currently at IMC FINANCIAL MARKETS .
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2011. Andrew has worked at 2 firms and has passed the Series 57TO, SIE, Series 44, Series 48 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Tyler Markowitz's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 4, 2023 - Present
IMC FINANCIAL MARKETS
Office #1: 100 Liverpool Street Unit 2f, London, EC2M 2AUAugust 8, 2011 - March 5, 2020
OPTIVER US LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 8/4/2023
Securities Trader ExamSeries 44
Date: 11/17/2011
PCX Market Maker ExamSeries 48
Date: 10/19/2011
AMEX Market Maker ExamBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
IMC FINANCIAL MARKETS
CRD#: 104143 / SEC#: , 8-52600
Contact information
Documents
Disclosures
| Regulatory Event | 35 |
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