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Kyle Robert Martin

CRD# 5966896·Registered 2011 - 2012
Previously Registered: Being a previously registered professional could mean that Kyle is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kyle Robert Martin was a registered financial advisor. Kyle was a previously registered financial professional and started their career in finance 2011 - 2012. Kyle had worked at 2 firms and has passed the Series 11 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

FFC CAPITAL ADVISORS, LLC·CRD# 149179
BD
New Orleans, LA
April 4, 2012 - July 2, 2012
WFG INVESTMENTS, INC.·CRD# 22704
BD
New Orleans, LA
September 24, 2011 - April 23, 2012

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Current Firm

FC
FFC CAPITAL ADVISORS, LLC

FFC CAPITAL ADVISORS, LLC

CRD#: 149179 / SEC#: 8-68118
BD
Terminated by SEC on 03/03/2018

Contact Information

Established

Louisiana since 06/22/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
WILLIAMS PROGRESSIVE LIFE & ACCIDENT INSURANCE COMPANYDIRECT OWNER ENTITY—
FRANCIS FINANCIAL GROUP, LLC DBA FFC CAPITAL MANAGEMENTDIRECT OWNER ENTITY—
MAJESTIC MORTUARY SERVICE INCPASSIVE SHAREHOLDERS—
BEATON, DANIEL STEWARTFINOP AND CFO4240769
FRANCIS, OCTAVE JOSEPH IIIEXECUTIVE OFFICER CEO / CCO1590513
MAJESTIC LIFE INSURANCE COMPANYPASSIVE SHAREHOLDERS—

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 11 — Assistant Representative-Order Processing Qualification Exam

Passed Sep 2011

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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