Brett M. O'brien
Professional summary
Brett Michael O'brien is a registered financial professional currently at BLACKSTONE SECURITIES PARTNERS L.P. located in New York, New York.
Brett is registered as a RR (Registered Representative) and started their career in finance in 2011. Brett has worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brett Michael O'brien's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 31, 2024 - Present
BLACKSTONE SECURITIES PARTNERS L.P.
Office #1: 345 Park Avenue, New York, NY 10154May 9, 2017 - August 16, 2021
BLACKROCK INVESTMENTS, LLC
September 28, 2011 - May 5, 2017
PLUS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/21/2024
General Securities Representative ExaminationFINRA
Current Firm
BLACKSTONE SECURITIES PARTNERS L.P.
CRD#: 17917 / SEC#: , 8-35941
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACKSTONE GROUP HOLDINGS L.P. | LIMITED PARTNER | |
| BALLAS, ZACHARY | DESIGNATED PRINCIPAL | 6563232 |
| BLACKSTONE ADVISORY SERVICES L.L.C. | GENERAL PARTNER | |
| DEROSE, ANTHONY | CHIEF COMPLIANCE OFFICER | 5553578 |
| PAYNE, DAVID BRYAN | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, FINOP | 4984877 |
| SCHWARZMAN, STEPHEN ALLEN | CHAIRMAN & CEO | 861435 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
