Xavier C. Allen
Professional summary
Xavier C Allen, who also goes by Xavier C Allen, Xavier Christian Allen, is a registered financial professional currently at HPS SECURITIES, LLC located in San Francisco, California.
Xavier is registered as a RR (Registered Representative) and started their career in finance in 2013. Xavier has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Xavier C Allen's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 25, 2023 - Present
HPS SECURITIES, LLC
Office #1: 650 California Street Suite 2850, San Francisco, CA 94108June 15, 2021 - October 3, 2023
AMERICAN CENTURY INVESTMENT SERVICES INC.
July 31, 2018 - March 9, 2021
CION SECURITIES, LLC
April 20, 2015 - May 21, 2018
RESOURCE SECURITIES LLC
June 4, 2013 - February 17, 2015
MORGAN STANLEY
April 5, 2013 - February 17, 2015
MORGAN STANLEY
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
HPS SECURITIES, LLC
CRD#: 319197 / SEC#: , 8-70910
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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