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FIRM PROFILE
Overview
HPS SECURITIES, LLC is located at 40 West 57th Street 33rd Floor, New York, NY 10019 and was first established at New York, Delaware in 02/07/2022. After operating for 3 years, HPS SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of HPS SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. HPS SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at HPS SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access HPS SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at HPS SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for HPS SECURITIES, LLC Comes From
Understanding the Statistics for HPS SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis
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FIRM INFORMATION
40 West 57th Street 33rd Floor, New York, NY 10019
40 West 57th Street 33rd Floor, New York, NY 10019
Small
(212) 287-6767
Delaware since 02/07/2022
Limited Liability Company
March
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
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Advisor's working at HPS SECURITIES, LLC
Philip Trent Cothern MR.
Robert Barry Brown
Joseph James Virgilio
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