Martha K. Smith
Professional summary
Martha Kate Smith, CFP®, who also goes by Martha Kate Jolly, is a registered financial advisor currently at CREDIT UNION INVESTMENT SERVICES located in Raleigh, North Carolina and SECU BROKERAGE SERVICES located in Raleigh, North Carolina.
Martha is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Martha has worked at 2 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Martha Kate Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 23, 2018 - Present
CREDIT UNION INVESTMENT SERVICES
Office #1: 801 Hillsborough Street 3rd Floor, Raleigh, NC 27603February 7, 2018 - Present
SECU BROKERAGE SERVICES
Office #1: 801 Hillsborough Street 3rd Floor, Raleigh, NC 27603November 4, 2011 - January 24, 2013
CREDIT UNION INVESTMENT SERVICES
September 19, 2011 - January 24, 2013
SECU BROKERAGE SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/23/2018)
(3/5/2018)
Exams
Series 52TO
Date: 1/8/2024
Municipal Securities Representative ExaminationFINRA
Current Firm
CREDIT UNION INVESTMENT SERVICES
CRD#: 144871 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 110,960 |
Red Flags
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Company Information
CREDIT UNION INVESTMENT SERVICES
CRD#: 144871Raleigh, NC 27603TRUST BUT VERIFY
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