Matthew S. Winger
Professional summary
Matthew Scot Winger is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Palm Harbor, Florida and TRUIST INVESTMENT SERVICES, INC. located in Palm Harbor, Florida.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Matthew has worked at 4 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Scot Winger's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 5, 2020 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 33075 Us Highway 19 N, Palm Harbor, FL 34684January 14, 2020 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 33075 Us Highway 19 N, Palm Harbor, FL 34684October 31, 2016 - August 7, 2017
FIFTH THIRD SECURITIES, INC.
May 1, 2012 - August 7, 2017
FIFTH THIRD SECURITIES, INC.
September 21, 2011 - January 6, 2012
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/21/2020)
(3/5/2020)
(3/3/2020)
Exams
Series 7TO
Date: 1/14/2020
General Securities Representative ExaminationFINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Palm Harbor, FL 34684TRUST BUT VERIFY
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