RM
Robert A. Maki
BANKERS LIFE ADVISORY SERVICES
Oshkosh, WI 54904
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CRD#: 5965845
RM
Professional summary
Robert Alan Maki is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Oshkosh, Wisconsin and BANKERS LIFE SECURITIES, INC. located in Oshkosh, Wisconsin.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Robert has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BANKERS LIFE & CASUALTY POSITION: Unit Sales Manager NATURE: Insurance sales including: Life, Medicare, Critical Illness, Long Term Care, Annuities INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 120 START DATE: 10/08/2012 ADDRESS: 515 S. Washburn St. Suite #104, Oshkosh WI 59404, United States DESCRIPTION: Description: MANAGE A TEAM OF AGENTS, RESPONSIBLE FOR HIRING AND TRAINING OF AGENTS, I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC. 1995-PRESENT: OWNER OF OSHKOSH KARATE CLUB (RUNS OUT OF THE 20TH AVE YMCA IN OSHKOSH). NON-INVESTMENT RELATED, 1265 PHEASANT CREEK DR, MARTIAL ARTS TRAINING, 12 HRS PER MONTH, ZERO HOURS DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 24, 2017 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 515 S Washburn Ste 104, Oshkosh, WI 54904RIA
CRD#: 281285
Oshkosh, WI
Current
April 24, 2017 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 515 S Washburn Ste 104, Oshkosh, WI 54904BD
CRD#: 173962
Oshkosh, WI
Past
July 27, 2012 - October 10, 2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
OSHKOSH, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Wisconsin(7/24/2017)
IAR
Wisconsin(7/24/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 E. Wacker Drive 5th Fl, Chicago, IL 60601
Mailing Address
Phone number
(844) 553-9083
Established
Firm type
Fiscal year end
# of Employees
384
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
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Company Information
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285Oshkosh, WI 54904TRUST BUT VERIFY
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