BF
Brad A. Freitas
BANKERS LIFE ADVISORY SERVICES
WARWICK, RI 02886
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CRD#: 5965780
BF
Professional summary
Brad Anthony Freitas is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Warwick, Rhode Island and BANKERS LIFE SECURITIES, INC. located in Warwick, Rhode Island.
Brad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Brad has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BANKERS LIFE & CASUALTY POSITION: UNIT SUPERVISOR AND INSURANCE AGENT NATURE: INSURANCE INVESTMENT RELATED: NO NUMBER OF HOURS: 200 INVESTMENT RELATED HOURS: 160 START DATE: 04/05/2011 ADDRESS: 475 KILVERT STREET, SUITE 210, WARWICK RI 02886 DESCRIPTION: NON VARIABLE INSURANCE SALES AND SERVICE. TRAIN AND MANAGE AGENTS. STARTENGINE POSITION: shareholder NATURE: StartEngine Crowdfunding, Inc. aims to revolutionize how startups and small businesses raise capital. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/17/2020 ADDRESS: 8687 Melrose Ave, 7th Floor, West Hollywood CA 90069, United States DESCRIPTION: N/A
CRS (Client Relationship Summary) - RIA
Click below to view Brad Anthony Freitas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 10, 2018 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 475 Kilvert Street Suite 210, Warwick, RI 02886RIA
CRD#: 281285
WARWICK, RI
Current
May 26, 2016 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 475 Kilvert Street Suite 210, Warwick, RI 02886BD
CRD#: 173962
Warwick, RI
Past
November 18, 2011 - May 26, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
WARWICK, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/16/2016)
RR
California(5/26/2016)
RR
Connecticut(8/14/2017)
RR
Florida(5/31/2016)
RR
Maine(7/12/2018)
RR
Massachusetts(5/26/2016)
RR
New Mexico(10/10/2019)
RR
Pennsylvania(3/19/2020)
RR
Rhode Island(5/26/2016)
IAR
Rhode Island(7/10/2018)
RR
Texas(6/2/2019)
RR
Vermont(7/11/2016)
RR
Virginia(8/20/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 E. Wacker Drive 5th Fl, Chicago, IL 60601
Mailing Address
Phone number
(844) 553-9083
Established
Firm type
Fiscal year end
# of Employees
384
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285Warwick, RI 02886TRUST BUT VERIFY
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