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Leonardo Silva

PIMCO INVESTMENTS
Miami, FL
·CRD# 5965417·12 years experience

Professional Summary

Leonardo Silva, who also goes by Leonardo Braga Lopes Da Silva, Leonardo L. Da Silva, Leonardo Lopes Da Silva, Leonardo Da Silva, Leonardo Lopes Da Silva, is a registered financial advisor currently at PIMCO INVESTMENTS LLC located in Miami, Florida. Leonardo is registered as a RR (Registered Representative) and started their career in finance in 2011. Leonardo has worked at 2 firms and has passed the Series 63, Series 3, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Leonardo Braga Lopes Da Silva, Leonardo L. Da Silva, Leonardo Lopes Da Silva, Leonardo Da Silva, Leonardo Lopes Da Silva

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

PIMCO INVESTMENTS LLC·CRD# 154957
BD
600 Brickell Avenue 21st Floor, Miami, FL 33131
November 11, 2025 - Present
PIMCO INVESTMENTS LLC·CRD# 154957
BD
Miami, FL
January 17, 2018 - September 7, 2023
PIMCO INVESTMENTS LLC·CRD# 154957
BD
New York, NY
December 4, 2012 - June 5, 2015
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
October 25, 2011 - October 3, 2012

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Current Firm

PI
PIMCO INVESTMENTS LLC

PIMCO INVESTMENTS LLC

CRD#: 154957 / SEC#: 8-68686
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

1633 Broadway 45th Floor, New York, NY 10019

Mailing Address

1633 Broadway 45th Floor, New York, NY 10019

Phone Number

(212) 776-1500

Established

Delaware since 07/07/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PACIFIC INVESTMENT MANAGEMENT COMPANY LLCSOLE MEMBER104559
BENTLEY, JAMES DANIELMANAGER, BOARD OF MANAGERS5138093
BURG, ANTHONY ALANTREASURER6005184
FERRARI, DAVID RICHARDPRINCIPAL FINANCIAL OFFICER & FINANCIAL AND OPERATIONS PRINCIPAL6004690
HALL, GREGORY WESTONPRINCIPAL EXECUTIVE OFFICER & CHAIRMAN, BOARD OF MANAGERS3111343
MURPHY, JORDAN MITCHELLCHIEF COMPLIANCE OFFICER4221561
OGLESBY, SARAH JANESECRETARY7676855
PITTERS, CALEB JOSEPH ALEXANDER JRMANAGER, BOARD OF MANAGERS3198603
SUTHERLAND, ERIC MICHAELPRESIDENT & MANAGER, BOARD OF MANAGERS1724744
THOMAS, MARK GARETHHEAD OF BUSINESS MANAGEMENT2923871
WHITTAKER, MEGAN HAYESAML COMPLIANCE OFFICER6442805
WHITTEN, CANDICE STACKMANAGER, BOARD OF MANAGERS4460452

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(4/24/2026)
RR
Florida
(11/11/2025)
RR
New York
(4/27/2026)
RR
Puerto Rico
(3/11/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2026About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Feb 2019About the Series 3 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2018About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Leonardo Silva's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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