Candice Stack Whitten
Professional Summary
Candice Stack Whitten, who also goes by Candice Elizabeth Stack, is a registered financial advisor currently at PIMCO INVESTMENTS LLC located in Newport Beach, California. Candice is registered as a RR (Registered Representative) and started their career in finance in 2001. Candice has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Candice Elizabeth Stack
Similar Advisors
RS CRUM INC.
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
FALCON WEALTH PLANNING, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
RS CRUM INC.
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
FALCON WEALTH PLANNING, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
RS CRUM INC.
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
FALCON WEALTH PLANNING, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
RS CRUM INC.
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
FALCON WEALTH PLANNING, LLC
Years of Experience
25 years in the financial services industry
Current & Past Employments
Similar Advisors
RS CRUM INC.
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
FALCON WEALTH PLANNING, LLC
Current Firm
PIMCO INVESTMENTS LLC
Contact Information
Main Address
1633 Broadway 45th Floor, New York, NY 10019Mailing Address
1633 Broadway 45th Floor, New York, NY 10019Phone Number
(212) 776-1500Established
Delaware since 07/07/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
LargeFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC INVESTMENT MANAGEMENT COMPANY LLC | SOLE MEMBER | 104559 |
| BENTLEY, JAMES DANIEL | MANAGER, BOARD OF MANAGERS | 5138093 |
| BURG, ANTHONY ALAN | TREASURER | 6005184 |
| FERRARI, DAVID RICHARD | PRINCIPAL FINANCIAL OFFICER & FINANCIAL AND OPERATIONS PRINCIPAL | 6004690 |
| HALL, GREGORY WESTON | PRINCIPAL EXECUTIVE OFFICER & CHAIRMAN, BOARD OF MANAGERS | 3111343 |
| MURPHY, JORDAN MITCHELL | CHIEF COMPLIANCE OFFICER | 4221561 |
| OGLESBY, SARAH JANE | SECRETARY | 7676855 |
| PITTERS, CALEB JOSEPH ALEXANDER JR | MANAGER, BOARD OF MANAGERS | 3198603 |
| SUTHERLAND, ERIC MICHAEL | PRESIDENT & MANAGER, BOARD OF MANAGERS | 1724744 |
| THOMAS, MARK GARETH | HEAD OF BUSINESS MANAGEMENT | 2923871 |
| WHITTAKER, MEGAN HAYES | AML COMPLIANCE OFFICER | 6442805 |
| WHITTEN, CANDICE STACK | MANAGER, BOARD OF MANAGERS | 4460452 |
Similar Advisors
RS CRUM INC.
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
FALCON WEALTH PLANNING, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
RS CRUM INC.
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
FALCON WEALTH PLANNING, LLC
State Registrations and Notice Filings
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(1/4/2024)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
(2/14/2011)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
RS CRUM INC.
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
FALCON WEALTH PLANNING, LLC
CRS (Client Relationship Summary) - BD
Click below to view Candice Stack Whitten's CRS (Customer Relationship Summary).
Similar Advisors
RS CRUM INC.
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
FALCON WEALTH PLANNING, LLC
