Michael J. O'brien
Professional summary
Michael Justin O'brien, who also goes by Michael Justin O'brien, Michael Justin Obrien, is a registered financial professional currently at FIDELITY DISTRIBUTORS COMPANY LLC located in Westlake, Texas.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2011. Michael has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Justin O'brien's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 10, 2018 - Present
FIDELITY DISTRIBUTORS COMPANY LLC
Office #1: Two Destiny Way, Westlake, TX 76262November 6, 2017 - November 14, 2017
NEXBANK SECURITIES INC
November 6, 2017 - November 14, 2017
NEXBANK SECURITIES INC
January 23, 2017 - November 14, 2017
NEXPOINT SECURITIES, INC.
April 6, 2016 - January 19, 2017
REDSTAR ADVISORS, LLC
February 24, 2015 - January 26, 2016
NEXBANK SECURITIES INC
November 20, 2013 - January 26, 2016
NEXPOINT SECURITIES, INC.
November 6, 2012 - December 31, 2013
NEXBANK SECURITIES INC
October 6, 2011 - October 30, 2012
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
FIDELITY DISTRIBUTORS COMPANY LLC
CRD#: 17507 / SEC#: , 8-35097
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | STOCKHOLDER | |
| ACKERMAN, CHARLES ALLAN | DIRECTOR | 2168517 |
| ADAMS, ROBERT | COO | 1291582 |
| GUSTAFSON, DALTON | PRESIDENT/DIRECTOR | 2439305 |
| HAGGERTY, MARK A | EXECUTIVE VICE PRESIDENT/DIRECTOR | 4347837 |
| KAVANAUGH, NATALIE ANN | CHIEF LEGAL OFFICER | |
| MCGINTY, JOHN JR. | CHIEF COMPLIANCE OFFICER | 5560420 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 17 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
