Christopher M. Petrik

JRS INVESTMENTS AND WEALTH PRESERVATION

SAN JUAN CAPISTRANO, CA

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CRD#: 5964038

Professional summary

Christopher Michael Petrik, who also goes by Chris Michael Petrik, is a registered financial advisor currently at JRS INVESTMENTS AND WEALTH PRESERVATION, LLC located in San Juan Capistrano, California.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Christopher has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris Michael Petrik

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WDS MANUFACTURING, LLC. (NON-INVESTMENT RELATED) (MATERIAL MANUFACTURER) 2360 CORPORATE CIRCLE, STE. 400 HENDERSON, NV. 89074 BUDGETING AND PLANNING SINCE JAN. 2019 15 -20 HOURS PER MONTH TOTAL/ AND OUTSIDE TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Michael Petrik's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 26, 2015 - Present

JRS INVESTMENTS AND WEALTH PRESERVATION, LLC

RIA

CRD#: 146933

SAN JUAN CAPISTRANO, CA

Past

July 3, 2013 - January 28, 2015

MORGAN STANLEY

RIA

CRD#: 149777

LAGUNA NIGUEL, CA

Past

June 19, 2013 - January 28, 2015

MORGAN STANLEY

CRD#: 149777

LAGUNA NIGUEL, CA

Past

March 28, 2012 - September 28, 2012

WADDELL & REED

CRD#: 866

SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/26/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/3/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/28/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/27/2012

General Securities Representative Examination

Current Firm

JRS INVESTMENTS AND WEALTH PRESERVATION, LLC

19 RIA | JRS INVESTMENTS AND WEALTH PRESERVATION, LLC

CRD#: 146933 / SEC#:

California

Registered Investment Advisory firm - (6/3/2008 Approved)

Florida

Registered Investment Advisory firm - (12/9/2019 Terminated)

Hawaii

Registered Investment Advisory firm - (3/9/2020 Approved)

Idaho

Registered Investment Advisory firm - (7/8/2020 Approved)

Washington

Registered Investment Advisory firm - (9/11/2015 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Union, WA

Mailing Address

Phone number

(858) 735-2640

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	172
AUM (Assets Under Management)	$ 15,814,209

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher M. Petrik

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Michael Petrik's CRS (Customer Relationship Summary).

Certified licenses

Experience

JRS INVESTMENTS AND WEALTH PRESERVATION, LLC

MORGAN STANLEY

MORGAN STANLEY

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 66

Date: 7/3/2013

SIE

Date: 1/28/2015

Series 7

Date: 3/27/2012

Current Firm

JRS INVESTMENTS AND WEALTH PRESERVATION, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JRS INVESTMENTS AND WEALTH PRESERVATION, LLC

TRUST BUT VERIFY

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